Adviser Profile

As of Date 10/12/2026
Registration SEC, Approved, 09/22/2003
Other registrations (5)
ADV Location PITTSBURGH, PA, United States
Contact Info 412 xxxxxxx
Websites
AUM* 812,130,567 87%
of that, discretionary 801,928,580 88%
Number of Employees 14 40%
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 301,124 25%
% High Net Worth 9.15% 64%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

547M 469M 391M 312M 234M 156M 78M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$23,506,539 % Position5.00% $ Change14.00% # Change12.00%
Stck Ticker922040845 Stock NameVANGUARD INSTL INDEX FD $ Position$22,148,100 % Position5.00% $ Change113.00% # Change112.00%
Stck Ticker78464A128 Stock NameSPDR SERIES TRUST $ Position$11,375,663 % Position3.00% $ Change1.00% # Change0.00%
Stck Ticker46435U861 Stock NameISHARES TR $ Position$12,390,757 % Position3.00% $ Change9.00% # Change4.00%
Stck Ticker464287523 Stock NameISHARES TR $ Position$12,623,808 % Position3.00% $ Change-29.00% # Change-20.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$12,761,811 % Position3.00% $ Change-16.00% # Change-16.00%
Stck Ticker46434G764 Stock NameISHARES INC $ Position$7,106,115 % Position2.00% $ Change4.00% # Change7.00%
Stck Ticker46137V605 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$8,915,577 % Position2.00% $ Change18.00% # Change19.00%
Stck Ticker46138G615 Stock NameINVESCO EXCH TRADED FD TR II $ Position$6,749,260 % Position2.00% $ Change-11.00% # Change0.00%
Stck Ticker464287309 Stock NameISHARES TR $ Position$8,799,632 % Position2.00% $ Change15.00% # Change11.00%

Brochure Summary