9AT: III CAPITAL MANAGEMENT

other names

III CAPITAL MANAGEMENT
III OFFSHORE ADVISORS
III CAPITAL MANAGMENT

Adviser Profile

As of Date	03/30/2026
ADV Location	BOCA RATON, FL, United States
Adviser Type - Large advisory firm
Number of Employees	9 13%
of those in investment advisory functions	9 13%
Registration	SEC, Approved, 08/28/2001

AUM^*	88,235,915,100 123%
of that, discretionary	88,235,915,100 123%
Private Fund GAV^*	47,578,198,890 -39%
Avg Account Size	3,529,436,604 168%
SMA’s	Yes
Private Funds	14
Contact Info	561 xxxxxxx
Websites

Client Types

- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count13	GAV$47,564,667,521
Fund TypeReal Estate Fund	Count1	GAV$13,531,369

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ANDA ASSET MANAGEMENT CO., LTD.	Hedge Fund335.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund39.0m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV374.2m	AUM650.0m	#Funds35
Adviser PIN OAK INVESTMENT ADVISORS INC	Hedge Fund366.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund37.2m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV403.4m	AUM784.8m	#Funds27
Adviser PRELUDE CAPITAL MANAGEMENT, LLC	Hedge Fund2.4b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund13.1m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.4b	AUM2.4b	#Funds21
Adviser GARRISON INVESTMENT GROUP LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM195.4m	#Funds-
Adviser OCTOGONE NA	Hedge Fund2.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund17.9m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV20.4m	AUM469.7m	#Funds7
Adviser POLAR ASSET MANAGEMENT PARTNERS INC.	Hedge Fund42.4b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV42.4b	AUM42.9b	#Funds8
Adviser FULCRUM ASSET MANAGEMENT LLP	Hedge Fund13.8b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV13.8b	AUM69.1b	#Funds11
Adviser BLACKSTONE TACTICAL OPPORTUNITIES ADVISORS L.L.C.	Hedge Fund39.0b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV39.0b	AUM40.4b	#Funds116
Adviser GLG PARTNERS LP	Hedge Fund1.7b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund404.0m	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.1b	AUM64.5b	#Funds11
Adviser SYSTEMATICA INVESTMENTS LIMITED	Hedge Fund19.2b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV19.2b	AUM23.8b	#Funds38

Brochure Summary

Overview

III Capital Management (“III” or the “Advisor”), currently advises private investment funds (the “Funds”) that are offered to institutional investors and high net worth, financially sophisticated individuals. III also advises certain managed accounts (“Managed Accounts”) and dedicated (i.e., single investor) funds (“SIFs”) for certain large, sophisticated institutional investors. Collectively, the Funds and III’s other advisory clients are referred to herein as III’s “Clients,” where appropriate. III operates in compliance with the Investment Advisers Act of 1940 (the “Advisers Act”) and the rules thereunder. III was formed on June 30, 1993 as a Nevada general partnership. The principals of III are: Robert Printz, Lester Coyle, Scott Wyler, Thomas Olofsson, Jason Prest, Karen Hansen, Christian Pellegrino, and Yelena Anuar. III (and its predecessor entities) has been managing client and proprietary capital since 1982. III has been registered with the SEC as a Registered Investment Adviser since August 28, 2001. III invests Client capital across four general strategy groups: fixed income/rates strategies (“Rates”), asymmetric or convexity strategies (“Convexity”), long-only credit (“Long-Only Credit”) and long/short or relative value credit (“Long/Short Credit”). Many III-advised Funds are multi-strategy funds that invest

in two or more of these strategy groups. Within these strategy areas, III manages portfolios with specific focus areas, such as government relative value strategies (“GRV”) within Rates, or convertible bond arbitrage (“Convert Arb”) and equity market neutral (“Equity”) strategies within Long/Short Credit. Rates strategies were the original foundation of III’s advisory business, and the Advisor has been continuously managing Rates portfolios since its inception in 1982. III does not participate in or sponsor any wrap fee programs. All discussions of the Funds in this brochure, including but not limited to their investments, the strategies used in managing the Funds, the fees and other costs associated with an investment in the Funds, and conflicts of interest faced by III and its affiliates in connection with management of the Funds, are qualified in their entirety by reference to each Fund’s respective confidential offering memorandum (if any) and governing documents (referred to collectively as the “Offering Documents”). Assets Under Management As of December 31, 2023, III managed the following client assets: Client Assets Under Management Discretionary $5,118,984,532 Non-Discretionary $0.00 Total $5,118,984,532 Amounts are in U.S. dollars.

III CAPITAL MANAGEMENT

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