| As of Date | 08/10/2026 |
| Registration | SEC, Approved, 11/27/2000 |
| ADV Location | ROCHESTER, MI, United States |
| Contact Info | 248 xxxxxxx |
| Websites |
| AUM* | 1,266,424,380 17% |
| of that, discretionary | 1,242,552,305 16% |
| Number of Employees | 22 5% |
| of those in investment advisory functions | 6 20% |
| Private Fund GAV* | 0 |
| Avg Account Size | 647,787 19% |
| % High Net Worth | 13.54% 28% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above
- Other
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser THE APPLETON GROUP, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM194.1m | #Funds- | |
| Adviser SARATOGA RESEARCH & INVESTMENT MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM2.5b | #Funds- | |
| Adviser ALTA CAPITAL MANAGEMENT LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.6b | #Funds- | |
| Adviser EXCEL FINANCIAL, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM404.5m | #Funds- | |
| Adviser SQUIRE WEALTH ADVISORS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM586.7m | #Funds- | |
| Adviser WELLESLEY ASSET MANAGEMENT, INC. | Hedge Fund137.7m | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV137.7m | AUM2.0b | #Funds1 | |
| Adviser MOSAIC PACIFIC INVESTMENT ADVISORS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM434.0m | #Funds- | |
| Adviser WEALTH MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM3.7b | #Funds- | |
| Adviser RPATA, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM74.2m | #Funds- | |
| Adviser DEAN INVESTMENTS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM909.3m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker038222105 | Stock NameApplied Materials | $ Position$77,815,656 | % Position9.00% | $ Change110.00% | # Change-1.00% |
| Stck Ticker166764100 | Stock NameChevron Corporation | $ Position$38,837,033 | % Position4.00% | $ Change-19.00% | # Change1.00% |
| Stck Ticker02079K107 | Stock NameAlphabet Inc CL C | $ Position$36,491,113 | % Position4.00% | $ Change23.00% | # Change0.00% |
| Stck Ticker594918104 | Stock NameMicrosoft | $ Position$31,346,303 | % Position4.00% | $ Change3.00% | # Change2.00% |
| Stck Ticker595112103 | Stock NameMicron Technology Inc | $ Position$31,845,783 | % Position4.00% | $ Change220.00% | # Change-6.00% |
| Stck Ticker85208R101 | Stock NameSprott Physical Gold & Silver | $ Position$38,458,552 | % Position4.00% | $ Change-16.00% | # Change-1.00% |
| Stck Ticker88162G103 | Stock NameTetra Tech Inc | $ Position$38,184,324 | % Position4.00% | $ Change43.00% | # Change49.00% |
| Stck Ticker874060205 | Stock NameTakeda Pharmaceutical Company | $ Position$29,236,866 | % Position3.00% | $ Change-12.00% | # Change1.00% |
| Stck Ticker904767803 | Stock NameUnilever PLC - Sponsored ADR | $ Position$22,555,751 | % Position3.00% | $ Change34.00% | # Change27.00% |
| Stck Ticker92343V104 | Stock NameVerizon Communications | $ Position$25,204,537 | % Position3.00% | $ Change-15.00% | # Change1.00% |