Adviser Profile

AUM* 898,343,327 29%
of that, discretionary 898,343,327 29%
Number of Employees 6
of those in investment advisory functions 2 -33%
Private Fund GAV* 0
Avg Account Size 607,810 27%
% High Net Worth 37.12% -6%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

898M 770M 642M 513M 385M 257M 128M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name NAVOLIO & TALLMAN LLP Filing Date10/23/2025 Form ADV-E View Report
Accounting Firm Name BERKOW, SCHECHTER & COMPANY LLP Filing Date08/19/2024 Form ADV-E View Report
Accounting Firm Name BERKOW, SCHECHTER & COMPANY Filing Date02/08/2024 Form ADV-E View Report

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908611 Stock NameVANGUARD INDEX FDS $ Position$36,462,593 % Position5.00% $ Change10.00% # Change-2.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$25,585,928 % Position4.00% $ Change10.00% # Change-4.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$29,175,238 % Position4.00% $ Change25.00% # Change-2.00%
Stck Ticker464287473 Stock NameISHARES TR $ Position$24,750,032 % Position4.00% $ Change12.00% # Change-1.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$22,378,663 % Position3.00% $ Change13.00% # Change-1.00%
Stck Ticker464287507 Stock NameISHARES TR $ Position$22,543,285 % Position3.00% $ Change12.00% # Change-2.00%
Stck Ticker922908512 Stock NameVANGUARD INDEX FDS $ Position$18,683,835 % Position3.00% $ Change6.00% # Change-1.00%
Stck Ticker922908595 Stock NameVANGUARD INDEX FDS $ Position$21,133,235 % Position3.00% $ Change19.00% # Change-2.00%
Stck Ticker921908844 Stock NameVANGUARD SPECIALIZED FUNDS $ Position$17,746,304 % Position3.00% $ Change8.00% # Change-2.00%
Stck Ticker74347R107 Stock NamePROSHARES TR $ Position$19,055,397 % Position3.00% $ Change28.00% # Change-2.00%

Brochure Summary