SeaBridge is a registered investment adviser. The firm was founded in 1996 and has been managing client accounts since January 1997. The principal owners of the firm are Christopher Hohlstein, Adrian Morffi, Matthew Falkowski, Howard Chin, and Nicole Goberman. All of the owners of SeaBridge are actively involved in the firm. In addition, while David Descalzi no longer holds shares in SeaBridge, he continues to manage portfolios and serves as Chairman of the Investment Committee. SeaBridge manages global portfolios of publicly traded securities (primarily equities but also including some other classes of securities such as Master Limited Partnerships (MLPs), Real Estate Investment Trusts (REITs), closed-end funds (CEFs), Business Development Companies (BDCs), Exchange-Traded Funds (ETFs), etc.) These portfolios are generally in one of the following investment styles:
• Asia Strategy: (Primarily Asian Equities)
• Asia High Yield Strategy: (Primarily Asian securities)
• International Strategy: (Global Equities with a concentration outside the U.S.)
• Global Diversified Strategy: (Global Equities and Fixed Income)
• Global Growth Strategy: (Global Equities)
• Core Global Strategy: (Global Equities with a concentration in the U.S.)
• Yield Growth Strategy: (Dividend Equities along with dampening assets)
• Cautious Core Strategy: (Global Equities, bond-like investments and cash)
• Longview Strategy: (U.S. Equities) SeaBridge does manage portfolios in other specialized styles. SeaBridge also customizes portfolios for certain individual client criteria. Where appropriate, we may recommend the use of an outside manager for certain client accounts under our management. Clients specify their level of risk tolerance and account objectives and may impose

certain restrictions on the account (including restricting individual securities or groups of securities from purchase and/or sale). SeaBridge offers:
• Discretionary management of individual client accounts
• Advice and recommendations to consultative clients
• Financial planning and consulting For its discretionary management, SeaBridge manages the client portfolios according to the client’s individual risk tolerance and objectives within the investment strategy chosen by the client. SeaBridge makes decisions about trading in the account according to its conclusions about what would be appropriate for the client account (subject to any account restrictions specified by the client for the account or any specific instructions by the client, e.g. to raise cash for a withdrawal). SeaBridge executes the trades for the client accounts, reviews custodian actions and records for the clients, and votes proxies that SeaBridge receives for the securities in the client accounts. For its Financial Planning & Consulting service, SeaBridge provides a variety of standalone financial planning and consulting services to clients for the management of financial resources based upon an analysis of current situation, goals, and objectives. Financial planning services will typically involve preparing a financial plan or rendering a financial consultation for clients based on the client’s financial goals and objectives. This planning or consulting may encompass Investment Planning, Retirement Planning, Estate Planning, Charitable Planning, Education Planning, Corporate and Personal Tax Planning, Cost Segregation Study, Corporate Structure, Real Estate Analysis, Mortgage/Debt Analysis, Insurance Analysis, Lines of Credit Evaluation, or Business and Personal Financial Planning. As of December 31, 2023, our firm has Discretionary Assets Under Management of $434,437,239.