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  • OZANNE FINANCIAL SERVICES & WEALTH SERVICES ALLIANCE
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  • NORTHEAST VALLEY FINANCIAL
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  • NEW THOUGHT FINANCIAL GROUP
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  • NATIONAL WEALTH NETWORK
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  • BLUEBIRD WEALTH PARTNERS
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  • ALLIANCE FINANCIAL SERVICES INVESTMENT AND RETIREMENT ADVISORS
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  • OPTIMIZE WEALTH STRATEGIES
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Adviser Profile

Registration status Terminated
As of Date 01/31/2024
ADV Location OAKDALE, MN, United States
Adviser Type - Large advisory firm
Number of Employees 3,002 -7%
of those in investment advisory functions 1,373 6%
AUM* 19,278,448,046 -10%
of that, discretionary 16,234,958,229 -8%
Private Fund GAV* 0
Avg Account Size 189,097 -28%
% High Net Worth 10.55% -41%
SMA’s Yes
Private Funds 0
Contact Info 800 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

18B 15B 13B 10B 8B 5B 3B
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees