Overview
A. Description of the Advisory
Found it in February 1997, Sterling Capital Management, Inc., Inc. (“SCM”) is a corporation
that was established in the state of Wisconsin and maintains offices in Brookfield, WI. Tom Portz,
CFP, is the sole owner of Sterling Capital Management, Inc. SCM Provides investment advisory,
financial planning, and consulting services to individuals, corporations, and nonprofit organizations
on discretionary and on discretionary basis.
B. Types of Advisory Services
SCM provides investment advisory, financial planning, and consulting services to
individuals, corporations, and nonprofit organizations on discretionary and on discretionary basis.
C. Client Tailored
Services and Client Imposed Restrictions
Clients, on the other hand, can impose reasonable restrictions on their investment portfolios. The
reasonableness of a requested restriction is determined by Sterling at its sole discretion. Examples might
include avoiding tobacco companies or avoiding the purchase of stock of a company that competes with the
client’s employer. These restrictions should be submitted to the advisor in writing.
D. Assets Under Management
As of December 31, 2023, Sterling Capital Management, Inc. managed approximately $152,603,198 on a
discretionary and $61,308,618 on a non-discretionary basis, totaling $213,911,816 regulatory assets under
management.