Adviser Profile

As of Date 03/12/2026
Registration SEC, Approved, 06/27/1995
ADV Location ALBUQUERQUE, NM, United States
Contact Info 505 xxxxxxx
Websites
AUM* 174,000,000 64%
of that, discretionary 135,000,000 62%
Number of Employees 4
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 870,000 119%
% High Net Worth 35.19% 436%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Other investment advisers
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

294M 252M 210M 168M 126M 84M 42M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46434V878 Stock NameiShares Liquidity Income Fund $ Position$10,191,819 % Position7.00% $ Change-17.00% # Change-17.00%
Stck Ticker808524201 Stock NameSchwab U.S. Large-Cap ETF $ Position$4,860,629 % Position4.00% $ Change12.00% # Change-2.00%
Stck Ticker92189F676 Stock NameVanEck Vectors Semiconductor E $ Position$3,745,131 % Position3.00% $ Change63.00% # Change-5.00%
Stck Ticker55024U109 Stock NameLumentum Holdings Inc. $ Position$3,454,549 % Position3.00% $ Change29.00% # Change6.00%
Stck Ticker038222105 Stock NameApplied Materials Inc. $ Position$3,419,067 % Position3.00% $ Change124.00% # Change6.00%
Stck Ticker19247G107 Stock NameCoherent Corporation $ Position$3,883,951 % Position3.00% $ Change75.00% # Change6.00%
Stck Ticker219350105 Stock NameCorning Inc. $ Position$3,503,988 % Position3.00% $ Change56.00% # Change-17.00%
Stck Ticker316092709 Stock NameFidelity Industrials Index ETF $ Position$2,271,008 % Position2.00% $ Change13.00% # Change-1.00%
Stck Ticker346375108 Stock NameFormFactor Inc $ Position$2,266,527 % Position2.00% $ Change70.00% # Change3.00%
Stck Ticker381430438 Stock NameGoldman Sachs Equal Weight US $ Position$2,437,357 % Position2.00% $ Change9.00% # Change-2.00%

Brochure Summary