Adviser Profile

As of Date 03/20/2026
Registration SEC, Approved, 01/23/1995
ADV Location LITTLETON, CO, United States
Contact Info (30 xxxxxxx
AUM* 926,084,420 16%
of that, discretionary 926,084,420 16%
Number of Employees 8 -20%
of those in investment advisory functions 3 -25%
Private Fund GAV* 0
Avg Account Size 867,120 16%
% High Net Worth 65.45% 7%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

926M 794M 661M 529M 397M 265M 132M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name HAYNIE & COMPANY Filing Date12/23/2025 Form ADV-E View Report
Accounting Firm Name HAYNIE & COMPANY Filing Date02/27/2025 Form ADV-E View Report
Accounting Firm Name CAUSEY DEMGEN & MOORE P.C. Filing Date04/29/2024 Form ADV-E View Report

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker808524201 Stock NameSCHWAB STRATEGIC TR $ Position$24,975,941 % Position10.00% $ Change3.00% # Change1.00%
Stck Ticker46654Q609 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$21,093,984 % Position8.00% $ Change12.00% # Change15.00%
Stck Ticker46641Q670 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$15,269,296 % Position6.00% $ Change27.00% # Change33.00%
Stck Ticker464287804 Stock NameISHARES TR $ Position$13,285,624 % Position5.00% $ Change-7.00% # Change1.00%
Stck Ticker46641Q845 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$10,617,878 % Position4.00% $ Change-2.00% # Change5.00%
Stck Ticker46654Q724 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$10,030,890 % Position4.00% $ Change23.00% # Change21.00%
Stck Ticker25434V658 Stock NameDIMENSIONAL ETF TRUST $ Position$10,386,541 % Position4.00% $ Change-5.00% # Change1.00%
Stck Ticker25434V724 Stock NameDIMENSIONAL ETF TRUST $ Position$8,632,751 % Position3.00% $ Change0.00% # Change0.00%
Stck Ticker25434V799 Stock NameDIMENSIONAL ETF TRUST $ Position$5,496,018 % Position2.00% $ Change1.00% # Change0.00%
Stck Ticker90139K100 Stock NameGMO ETF TRUST $ Position$4,567,404 % Position2.00% $ Change20.00% # Change17.00%

Brochure Summary