FirmDescription MollerWealthPartnersfkaMollerFinancialServiceswasfoundedin1991byJohn(Jack) Moller.ThecompanyemployssevenpeopleincludingfourCERTIFIEDFINANCIALPLANNER™ professionals–JackMoller,CFP®,NateEads,CFP®,BrianFritzsche,CFP®,CFA,andNancy Fehrenbach,CFP®,CFA.ThefirmisownedbyNateEads,FaithCharles,BrianFritzsche,Jack Moller,andDawnMoller.ThefirmisfederallyregisteredwiththeSEC(Securitiesand ExchangeCommission)asaRegisteredInvestmentAdviser.Registrationdoesnotimplya certainlevelofskillortraining.
MollerWealthPartnersofferspersonalfinancialplanningandinvestmentmanagement servicestoindividuals,families,andtrusts.Weworkwithclientstodefinefinancial objectivesandtodevelopstrategiesforreachingthoseobjectives.Areasoffocusmay include:
• Investmentmanagement
• Taxplanning
• Charitablegiving
• Estateplanning
• Educationfunding
• Retirementplanning
• Insuranceriskreview
• Specialneedsplanning
• Otherissuesimportanttotheclient TypesofAdvisoryServices Ourservicesbeginwithapersonalizedfinancialplanincludingstrategiesand recommendationstoachievetheclient’sobjectives.
FinancialPlan
• Identifyandquantifyimportantfinancialobjectives
• Recommendinvestmentstrategytoachieveobjectives
• Suggestactionstoreduceincomeandestatetaxes
• Reviewestatedocumentsandnetworthforchangesorupdatestoconsider
• Determineneedforlife,disability,andlong-termcareinsurance
• Addressadditionalitemsidentifiedbytheclient Afterreviewinganddiscussingthefinancialplan,theclientandMollerWealthPartners maybeginaclient–advisorrelationship.MollerWealthPartnerswillworkinpartnership withtheclienttoimplementtherecommendations,managetheinvestments,andmonitor theplan.MollerWealthPartnersofferstwotypesofadvisorservices.
ComprehensiveWealthManagement
•

Investmentmanagement
• Quarterlyreports
• Quarterlyreviewoffinancialplan AssetManagement
• Investmentmanagement
• Quarterlyreports
• Biennialreviewoffinancialgoals(everyotheryear) SeetheReviewofAccountssectionformoredetailsonourmanagementprocess.
Whenweprovideinvestmentadvicetoyouregardingyourretirementplanaccountor individualretirementaccount,wearefiduciarieswithinthemeaningofTitleIofthe EmployeeRetirementIncomeSecurityActand/ortheInternalRevenueCode,asapplicable, whicharelawsgoverningretirementaccounts.Thewaywemakemoneycreatessome conflictswithyourinterests,soweoperateunderaspecialrulethatrequiresustoactin yourbestinterestandnotputourinterestsaheadofyours.
Underthisspecialrule’sprovisions,wemust:
• Meetaprofessionalstandardofcarewhenmakinginvestmentrecommendations (giveprudentadvice);
• Neverputourfinancialinterestsaheadofyourswhenmakingrecommendations (giveloyaladvice);
• Avoidmisleadingstatementsaboutconflictsofinterest,fees,andinvestments;
• Followpoliciesandproceduresdesignedtoensurethatwegiveadvicethatisin yourbestinterest;
• Chargenomorethanisreasonableforourservices;and
• Giveyoubasicinformationaboutconflictsofinterest.
ManagedAssets MollerWealthPartnersmanages$500,469,621ofclientassetsonadiscretionarybasisand $1,102,053onanon-discretionarybasisasofDecember31,2022.Discretionreferstoan investmentmanager’sabilitytodecidewhichsecuritiestopurchaseandsellfortheirclient.