other names
  • AWM INVESTMENT COMPANY INC

Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 12/17/1991
ADV Location NEW YORK, NY, United States
Contact Info 212 xxxxxxx
AUM* 1,316,522,778 46%
of that, discretionary 1,316,522,778 46%
Private Fund GAV* 1,316,522,778 19%
Avg Account Size 164,565,347 46%
SMA’s No
Private Funds 9

Adviser Type

- Large advisory firm

Number of Employees 14 -7%

of those in investment advisory functions 8

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1B 1B 940M 752M 564M 376M 188M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

SEC Fund Type Count GAV
Fund TypeHedge Fund Count7 GAV$1,308,243,296
Fund TypeVenture Capital Fund Count2 GAV$8,279,482

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker00760J108 Stock NameAehr Test Systems $ Position$59,104,445 % Position7.00% $ Change90.00% # Change4.00%
Stck Ticker65487K100 Stock NamenLight, Inc. $ Position$58,373,598 % Position6.00% $ Change33.00% # Change-12.00%
Stck Ticker925815102 Stock NameVicor Corporation $ Position$46,396,980 % Position5.00% $ Change27.00% # Change-14.00%
Stck Ticker09263B207 Stock NameBlackSky Technology, Inc. $ Position$43,416,348 % Position5.00% $ Change34.00% # Change0.00%
Stck Ticker65443P102 Stock Name908 Devices, Inc. $ Position$31,823,535 % Position4.00% $ Change17.00% # Change0.00%
Stck TickerM51474118 Stock NameGilat Satellite Networks, Ltd. $ Position$34,587,560 % Position4.00% $ Change14.00% # Change-2.00%
Stck Ticker008073108 Stock NameAerovironment, Inc. $ Position$23,916,947 % Position3.00% $ Change-17.00% # Change10.00%
Stck Ticker030111207 Stock NameAmerican Superconductor Corp $ Position$27,134,295 % Position3.00% $ Change25.00% # Change6.00%
Stck Ticker500600101 Stock NameKopin Corporation $ Position$26,583,327 % Position3.00% $ Change-4.00% # Change0.00%
Stck Ticker73931J109 Stock NamePowerFleet, Inc. $ Position$14,480,638 % Position2.00% $ Change-42.00% # Change0.00%

Brochure Summary