9AT: ORLEANS CAPITAL MANAGEMENT CORP

ORLEANS CAPITAL MANAGEMENT CORP

other names

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Adviser Profile

As of Date	03/27/2025
Adviser Type - Large advisory firm
Number of Employees	11 10.00%
of those in investment advisory functions	7 40.00%
Registration	SEC, Approved, 08/02/1991

AUM^*	1,579,097,376 19.07%
of that, discretionary	1,579,097,376 19.07%
Private Fund GAV^*	0
Avg Account Size	7,555,490 15.65%
% High Net Worth	53.45% 90.35%
SMA’s	Yes
Private Funds	0
Contact Info	504 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

2B 1B 1B 936M 702M 468M 234M

2015 2016 2017 2018 2019 2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker594918104	Stock NameMICROSOFT CORP	$ Position$10,706,253	% Position6.00%	$ Change42.00%	# Change7.00%
Stck Ticker037833100	Stock NameAPPLE INC	$ Position$9,381,193	% Position5.00%	$ Change-10.00%	# Change-3.00%
Stck Ticker81369Y803	Stock NameSELECT SECTOR SPDR TR	$ Position$9,066,394	% Position5.00%	$ Change24.00%	# Change1.00%
Stck Ticker81369Y852	Stock NameSELECT SECTOR SPDR TR	$ Position$7,149,305	% Position4.00%	$ Change6.00%	# Change-6.00%
Stck Ticker38141G104	Stock NameGOLDMAN SACHS GROUP INC	$ Position$5,368,992	% Position3.00%	$ Change32.00%	# Change2.00%
Stck Ticker22160K105	Stock NameCOSTCO WHSL CORP NEW	$ Position$6,431,640	% Position3.00%	$ Change15.00%	# Change9.00%
Stck Ticker92189F676	Stock NameVANECK ETF TRUST	$ Position$5,819,947	% Position3.00%	$ Change37.00%	# Change4.00%
Stck Ticker437076102	Stock NameHOME DEPOT INC	$ Position$5,380,809	% Position3.00%	$ Change0.00%	# Change0.00%
Stck Ticker002824100	Stock NameABBOTT LABS	$ Position$3,294,978	% Position2.00%	$ Change4.00%	# Change1.00%
Stck Ticker464288810	Stock NameISHARES TR	$ Position$2,899,919	% Position2.00%	$ Change2.00%	# Change-2.00%

Brochure Summary

Overview

Business Description Orleans Capital Management Corporation ("OCM") has been a registered investment advisor since its formation in 1991. OCM provides investment advisory services to a wide range of clients, consisting of institutional clients including pensions, profit sharing plans, trusts, insurance companies and banks; as well as to high net worth individual investors. OCM primarily provides domestic core fixed income, investment grade core and intermediate fixed income management services and domestic equity asset management services. OCM is a privately held investment advisory firm and its principal owners are Judith F. Crane (The Estate of Louis Farrell Crane), Rodney John Abele, Jr. C.F.A, The Estate of Louis Farrell Crane, Jr., and Emily C. Becker. Nina English is the Chief Compliance Officer (“CCO”). Types of Services OCM offers investment advisory services through two primary investment strategies- Fixed Income Management and Strategic Dividend Equity. OCM also offers balanced account and tax free municipal security management to high net worth individuals. Custodian It is our policy to not recommend specific custodians to you. If you do not already have a custodial relationship, we can provide you with the names of some custodians we do business with that you may use. The funds in your account will be held in a separate account, in your name, at a custodian, not with us. You will enter

into a separate custodial agreement with the custodian. This agreement, among other things, authorizes the custodian to take instructions from us regarding all investment decisions for your account. We will select the securities bought and sold and the amount to be bought and sold. The custodian will effect transactions, deliver securities, make payments and do what we instruct. Your custodian is responsible for notifying you of any purchases or sales through trade confirmations and providing you with quarterly or monthly statements. These statements list the total value at the start of the period, itemize all transaction activity during the period, and list the types, amounts, and total value of securities held as of the end of the period. You will at all times maintain full and complete ownership rights to all assets held in your account, including the right to withdraw securities or cash. Tailored Client Advisory Services Investment advice and portfolio management services are provided on a continuing basis, including the appropriate allocation with consideration for each client's particular need and to help to meet each client's stated investment objectives. Wrap Fee Programs OCM does not offer wrap fee programs. Client Assets under Management As of December 31, 2022, OCM managed $1,326,186,437 in assets for 203 accounts, all on a discretionary basis.