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Adviser Profile

As of Date 04/03/2025
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 96 5.49%
of those in investment advisory functions 40 11.11%
Registration SEC, Approved, 08/24/1990
AUM* 3,403,216,968 28.94%
of that, discretionary 2,745,770,528 26.27%
Private Fund GAV* 0
Avg Account Size 650,711 -64.42%
% High Net Worth 42.16% 2.76%
SMA’s Yes
Private Funds 0
Contact Info 770 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

2B 2B 2B 1B 962M 641M 321M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker33740U703 Stock NameFIRST TR EXCHNG TRADED FD VI $ Position$105,162,966 % Position6.00% $ Change6.00% # Change0.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$64,467,842 % Position3.00% $ Change-10.00% # Change2.00%
Stck Ticker464287705 Stock NameISHARES TR $ Position$55,845,420 % Position3.00% $ Change9.00% # Change9.00%
Stck Ticker30303M102 Stock NameMETA PLATFORMS INC $ Position$51,992,333 % Position3.00% $ Change50.00% # Change17.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$60,669,345 % Position3.00% $ Change24.00% # Change7.00%
Stck Ticker464287879 Stock NameISHARES TR $ Position$34,108,929 % Position2.00% $ Change3.00% # Change12.00%
Stck Ticker842587107 Stock NameSOUTHERN CO $ Position$32,416,485 % Position2.00% $ Change7.00% # Change5.00%
Stck Ticker025537101 Stock NameAMERICAN ELEC PWR CO INC $ Position$32,019,842 % Position2.00% $ Change6.00% # Change4.00%
Stck Ticker29084Q100 Stock NameEMCOR GROUP INC $ Position$30,233,092 % Position2.00% $ Change25.00% # Change0.00%
Stck Ticker040413205 Stock NameARISTA NETWORKS INC $ Position$29,545,055 % Position2.00% $ Change42.00% # Change8.00%

Brochure Summary