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Adviser Profile

As of Date 03/31/2025
Adviser Type - Large advisory firm
Number of Employees 8
of those in investment advisory functions 5
Registration SEC, Approved, 11/07/1986
AUM* 680,169,650 27.99%
of that, discretionary 663,656,121 27.63%
Private Fund GAV* 0
Avg Account Size 811,658 26.31%
% High Net Worth 52.65% 2.85%
SMA’s Yes
Private Funds 0
Contact Info 865 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

601M 515M 429M 343M 258M 172M 86M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78462F103 Stock NameSPDR S&P 500 ETF TR $ Position$55,211,859 % Position9.00% $ Change-6.00% # Change-2.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$57,391,040 % Position9.00% $ Change0.00% # Change5.00%
Stck Ticker92206C706 Stock NameVANGUARD SCOTTSDALE FDS $ Position$56,636,178 % Position9.00% $ Change47.00% # Change44.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$57,570,843 % Position9.00% $ Change10.00% # Change3.00%
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$47,932,914 % Position8.00% $ Change-6.00% # Change-1.00%
Stck Ticker92206C409 Stock NameVANGUARD SCOTTSDALE FDS $ Position$41,474,287 % Position7.00% $ Change8.00% # Change7.00%
Stck Ticker922042858 Stock NameVANGUARD INTL EQUITY INDEX F $ Position$25,283,888 % Position4.00% $ Change4.00% # Change2.00%
Stck Ticker92206C771 Stock NameVANGUARD SCOTTSDALE FDS $ Position$17,146,880 % Position3.00% $ Change21.00% # Change19.00%
Stck Ticker81369Y860 Stock NameSELECT SECTOR SPDR TR $ Position$19,123,065 % Position3.00% $ Change6.00% # Change3.00%
Stck Ticker78463X889 Stock NameSPDR INDEX SHS FDS $ Position$20,594,589 % Position3.00% $ Change5.00% # Change-1.00%

Brochure Summary