Adviser Profile

As of Date 09/22/2026
Registration SEC, Approved, 11/24/1982
ADV Location NAPA, CA, United States
Contact Info 707 xxxxxxx
Websites
AUM* 374,744,371 11%
of that, discretionary 374,198,259 11%
Number of Employees 5
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 1,734,928 15%
% High Net Worth 66.39% -2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

355M 304M 253M 203M 152M 101M 51M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
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Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$13,450,967 % Position6.00% $ Change37.00% # Change-1.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$9,557,358 % Position5.00% $ Change-6.00% # Change-3.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$8,155,271 % Position4.00% $ Change-8.00% # Change-5.00%
Stck Ticker458140100 Stock NameINTEL CORP $ Position$8,187,571 % Position4.00% $ Change-15.00% # Change-2.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$6,099,939 % Position3.00% $ Change3.00% # Change-2.00%
Stck Ticker007903107 Stock NameADVANCED MICRO DEVICES INC $ Position$5,984,848 % Position3.00% $ Change6.00% # Change0.00%
Stck Ticker808513105 Stock NameCHARLES SCHWAB CORP (THE) $ Position$5,362,212 % Position3.00% $ Change5.00% # Change-1.00%
Stck Ticker883556102 Stock NameTHERMO FISHER SCIENTIFIC INC $ Position$6,345,470 % Position3.00% $ Change32.00% # Change-2.00%
Stck Ticker872540109 Stock NameTJX COS INC NEW $ Position$3,759,456 % Position2.00% $ Change-14.00% # Change-1.00%

Brochure Summary