9AT: TC43 LLC - Summary

TC43 LLC

TC43 LLC

APPLIED PREDICTION SCIENCE LP

Adviser Profile

As of Date	01/25/2026
Registration status	Terminated
ADV Location	NEW YORK, NY, United States
Contact Info	(51 xxxxxxx

AUM^*	290,092,684
of that, discretionary	40,660,403
Number of Employees	11
of those in investment advisory functions	8
Private Fund GAV^*	0 -100%
Avg Account Size	72,523,171
SMA’s	No
Private Funds	0 3

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles
- Other investment advisers

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

254M 218M 181M 145M 109M 73M 36M

2023 2024 2025

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Brochure Summary

Overview

Tc43 is a Delaware limited liability company that was formed in December 2023. The Firm is owned by Tc43 Manager Holdings LLC, John McCormick, and Jonathan Briggs. The Firm provides discretionary and non-discretionary investment advice to private funds (collectively, the “Tc43 Funds”) and other client accounts (the “Other Client Accounts”). References throughout this document to “Clients” refer to the Tc43 Funds that the Firm manages and the Other Client Accounts. The Tc43 Funds and Other Client Accounts will be managed in accordance with the investment and trading objectives, as described in their respective offering documents and subscription agreements or services agreements, respectively, (collectively, the “Governing Documents”). The Firm does not generally permit investors in the Tc43 Funds to impose limitations on the investment activities described in the Governing Documents. However, Tc43, in its sole discretion, may alter investor permissions. Under certain circumstances, the Firm may contract with a Tc43 Fund investor to adhere to limited risk and/or operating guidelines imposed by that Client. The Firm would negotiate such arrangements on a case-by-case basis. See Item 16 ( Investment Discretion). Tc43 is a systematic fundamental equity manager that seeks to produce strong risk-adjusted returns in a market-neutral, factor-neutral

framework. The Firm seeks to generate attractive, risk-adjusted returns using a proprietary framework that leverages machine learning to synthesize and analyze a plethora of data impacting markets, companies, brands, and sectors across the globe. The Firm employs a model with risk, industry and alpha terms and then engineers proprietary factors using a computationally intensive machine learning process that ingests large volumes and varieties of data, seeking to create factors indicating the potential for future growth and efficiency. The Firm may incorporate other strategies in the future as it continues its research. The Firm will also seek to build models of market expectations of growth and efficiency such that the Firm understands what is priced into the markets so that the proprietary system may take positions accordingly. Using information from the machine learning pipeline and the models of market expectations, the Firm seeks to be rewarded through the convergence of market expectations. Tc43 licenses use of its proprietary framework to the Other Client Accounts in connection with its advisory services. One of the Firm’s related persons (the “Tc43 Fund GP”) serves as the general partner to the Tc43 Funds. The Firm does not participate in wrap fee programs. Tc43 currently has $66,661,426 in regulatory assets under management.

TC43 LLC

TC43 LLC

APPLIED PREDICTION SCIENCE LP

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

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TC43 LLC TC43 LLC APPLIED PREDICTION SCIENCE LP

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

TC43 LLC

TC43 LLC

APPLIED PREDICTION SCIENCE LP