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Adviser Profile

As of Date 03/19/2025
Adviser Type - Multi-state adviser
Number of Employees 17
of those in investment advisory functions 16
Registration SEC, 120-Day Approval, 01/02/2024
Other registrations (1)
AUM* 49,400,000
of that, discretionary 49,400,000
Private Fund GAV* 0
Avg Account Size 73,512
% High Net Worth 34.24%
SMA’s No
Private Funds 0
Contact Info 515 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

1 1 1 1
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary