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Adviser Profile

As of Date 03/20/2025
Adviser Type - Large advisory firm
Number of Employees 6 -60.00%
of those in investment advisory functions 2 -50.00%
Registration SEC, Approved, 04/26/2023
Other registrations (1)
AUM* 133,902,811 100.00%
of that, discretionary 133,902,811 100.00%
Private Fund GAV* 0
Avg Account Size 198,375
% High Net Worth 19.66%
SMA’s No
Private Funds 0
Contact Info 858 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

1 1 1 1
2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary