9AT: SOVEREIGN'S CAPITAL MANAGEMENT, LLC

other names

SOVEREIGN'S CAPITAL MANAGEMENT, LLC

Adviser Profile

As of Date	03/30/2026
ADV Location	ATLANTA, GA, United States
Adviser Type - Large advisory firm
Number of Employees	37 6%
of those in investment advisory functions	27 -4%
Registration	SEC, Approved, 07/29/2022
Other registrations (1)	SEC, ERA - Withdrawn, 06/30/2022
Former registrations	SOVEREIGN'S CAPITAL MANAGEMENT, LLC

AUM^*	1,277,497,360 47%
of that, discretionary	1,277,497,360 47%
Private Fund GAV^*	1,794,143,000 86%
Avg Account Size	47,314,717 36%
SMA’s	No
Private Funds	38 8
Contact Info	404 xxxxxxx
Websites

Client Types

- Investment companies
- Pooled investment vehicles
- Charitable organizations

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count2	GAV$55,260,000
Fund TypePrivate Equity Fund	Count17	GAV$1,081,322,000
Fund TypeReal Estate Fund	Count4	GAV$76,341,000
Fund TypeVenture Capital Fund	Count8	GAV$203,405,000
Fund TypeOther Private Fund	Count7	GAV$377,815,000

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CAPRICORN INVESTMENT GROUP LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund7.9b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund3.6b	Other Fund527.7m	Total Private Fund GAV15.6b	AUM18.9b	#Funds31
Adviser MULTICOIN CAPITAL MANAGEMENT, LLC	Hedge Fund1.7b	Liquidity Fund-	Private Equity Fund987.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund22.9m	Other Fund-	Total Private Fund GAV2.7b	AUM2.7b	#Funds18
Adviser BROOKLINE INVESTMENTS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund68.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund95.8m	Other Fund58.0m	Total Private Fund GAV318.4m	AUM281.5m	#Funds7
Adviser FRANKLIN PARK	Hedge Fund-	Liquidity Fund-	Private Equity Fund5.0b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund1.6b	Other Fund-	Total Private Fund GAV8.2b	AUM10.2b	#Funds56
Adviser FRAZIER LIFE SCIENCES MANAGEMENT, LP	Hedge Fund2.9b	Liquidity Fund-	Private Equity Fund1.0b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund4.3b	Other Fund-	Total Private Fund GAV12.4b	AUM7.0b	#Funds11
Adviser GENERATION PARTNERS MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund64.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund337.2m	Other Fund-	Total Private Fund GAV738.9m	AUM401.6m	#Funds6
Adviser CROSSTIMBERS CAPITAL GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund424.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund43.1m	Other Fund-	Total Private Fund GAV510.6m	AUM626.2m	#Funds25
Adviser QUIET CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund59.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund5.5b	Other Fund-	Total Private Fund GAV11.1b	AUM5.4b	#Funds91
Adviser SANDS CAPITAL ALTERNATIVES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund3.2b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund562.0m	Other Fund-	Total Private Fund GAV4.3b	AUM5.4b	#Funds51
Adviser PETERSON PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund2.2b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund343.4m	Other Fund-	Total Private Fund GAV2.9b	AUM3.0b	#Funds43

Brochure Summary

Overview

FirmOverview Sovereign’sCapitalisanassetmanagementfirmoriginallyfoundedin2012.Sovereign’sCapitalis headquarteredinAtlanta,Georgia.TheprincipalowneroftheFirmisSovereign’sCapitalHoldings, LLCwhichisownedbyMMSCMAM,LLC,LukasRoush,HenryKaestner,andJohnColeman.MMSCM AM,LLCisownedbyCaseyCrawford.
Sovereign’sCapitalOfferings Sovereign’s Capital provides discretionary portfolio management services to private pooled investment vehicles (the “Private Investment Funds”), Separately Managed Account Client (“SMA Clients”), and an Exchange-traded Fund (“ETF), collectively (“Client(s)”) in accordance with the investment guidelines set forth in each Private Investment Fund’s governing documents, Client Agreement,andtheETF’sprospectusandstatementofadditionalinformation(“SAI”).Sovereign’s CapitalisresponsiblefortheinvestmentdecisionsandperformanceofthePrivateInvestmentFunds, SMAClientaccountsandETF.
Separately Managed Accounts are fully discretionary and managed in accordance with the InvestmentGuidelinesprovidedintheClientAgreement.Sovereign’sCapitalwilltailoritsadvicefor SMAClients.However,theFirmdoesnottailoritsinvestmentadvicetotheneedsofinvestorsinthe PrivateInvestmentFundsorETF.
Additionally,

investors in the Private Investment Funds are required to meet certain suitability requirements, such as being an “Accredited Investor,” a “Qualified Client” and/or a “Qualified Purchaser”asdefinedunderfederallaws.InvestorsinterestedinaPrivateInvestmentFundshould refertothePrivateInvestmentFund’sgoverningdocumentsforimportantinformationregardingthe Private Investment Fund’s investment objectives, risks, fees, and additional disclosures for a completeunderstandingofthetermsandconditionsforinvestingintherelevantPrivateInvestment Fund.
Wrap-FeePrograms Sovereign’sCapitaldoesnotparticipateinanywrapfeeprograms.
AssetsUnderManagement As of December 31, 2023, Sovereign’s Capital had $867,191,714 of regulatory assets under management.Allassetsaremanagedonadiscretionarybasis.

SOVEREIGN'S CAPITAL MANAGEMENT, LLC

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