9AT: AXQ CAPITAL, LP

AXQ CAPITAL, LP

other names

AXQ CAPITAL, LP

Adviser Profile

As of Date	03/12/2026
ADV Location	JERSEY CITY, NJ, United States
Adviser Type - Large advisory firm
Number of Employees	7 -22%
of those in investment advisory functions	3 50%
Registration	SEC, Approved, 03/28/2022

AUM^*	727,146,509 72%
of that, discretionary	727,146,509 72%
Private Fund GAV^*	0
Avg Account Size	145,429,302 72%
SMA’s	No
Private Funds	0
Contact Info	(91 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- Performance-based fees

Reported AUM

320M 274M 228M 183M 137M 91M 46M

2022 2023

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker11135F101	Stock NameBROADCOM INC	$ Position$2,236,498	% Position1.00%	$ Change	# Change
Stck Ticker040413205	Stock NameARISTA NETWORKS INC	$ Position$2,227,772	% Position1.00%	$ Change18.00%	# Change31.00%
Stck Ticker26603R106	Stock NameDUOLINGO INC	$ Position$2,657,070	% Position1.00%	$ Change317.00%	# Change665.00%
Stck Ticker302491303	Stock NameFMC CORP	$ Position$2,266,483	% Position1.00%	$ Change150.00%	# Change506.00%
Stck Ticker09290D101	Stock NameBLACKROCK INC	$ Position$2,501,385	% Position1.00%	$ Change	# Change
Stck Ticker438516106	Stock NameHONEYWELL INTL INC	$ Position$2,509,248	% Position1.00%	$ Change43.00%	# Change54.00%
Stck Ticker45841N107	Stock NameINTERACTIVE BROKERS GROUP IN	$ Position$2,470,533	% Position1.00%	$ Change59.00%	# Change70.00%
Stck Ticker526057104	Stock NameLENNAR CORP	$ Position$2,386,296	% Position1.00%	$ Change404.00%	# Change518.00%
Stck Ticker594918104	Stock NameMICROSOFT CORP	$ Position$2,894,949	% Position1.00%	$ Change143.00%	# Change161.00%
Stck Ticker67103H107	Stock NameOREILLY AUTOMOTIVE INC	$ Position$2,985,851	% Position1.00%	$ Change	# Change

Brochure Summary

Overview

AXQ Capital, LP (“AXQ” or “Firm”) is a Delaware limited partnership formed in August 2021. AXQ Capital, LLC is a Delaware limited liability company formed in August 2021. AXQ Capital, LLC serves as the general partner of AXQ. Yu Gan is the principal owner of AXQ, being a limited partner of AXQ and the sole member of AXQ Capital, LLC. Item 4.B. AXQ provides investment sub-advisory services to private pooled investment vehicles (the “Funds”) pursuant to an Investment Management Agreement (“IMA”) with an SEC-registered investment adviser. AXQ’s principal investment strategy is to maximize risk-adjusted returns through a market-neutral equity investment program that utilizes proprietary quantitative models to systematically select investment positions and their relative weightings in a portfolio. The resultant portfolio is monitored by AXQ’s principals, who periodically make adjustments to account for risk factors and market developments. The technical analysis that AXQ employs through its models focuses on price and return patterns, trading liquidity, and trading volume. The models incorporate the use of proprietary software and algorithms

in an attempt to capture mean-reversion and momentum opportunities, among others, and to size positions accordingly. Although AXQ does not limit its advisory services to certain types of securities, AXQ’s focus is on securities traded on public markets and exchange-listed derivates thereof. Additionally, AXQ may seek the advice and assistance of its non-U.S. affiliates in providing advisory services to its U.S. clients (in such capacity, the "Participating Affiliates"). Please see Item 10 Other Financial Industry Activities and Affiliates for further information. Item 4.C. AXQ provides investment advisory services to the Funds in accordance with its IMA with the Funds, which has been tailored to meet the needs of the Funds. The Funds may impose restrictions on AXQ’s ability to invest in certain securities or types of securities Item 4.D. AXQ does not participate in wrap fee programs. Item 4.E. As of December 31, 2022, AXQ has approximately $196M in regulatory assets under management. All assets are managed on a discretionary basis. AXQ does not currently manage any assets on a non-discretionary basis.