other names
  • FIRST TRUST CAPITAL MANAGEMENT L.P.
  • FIRST TRUST ALTERNATIVE INVESTMENT RESEARCH
  • FIRST TRUST INNOVATIVE TECHNOLOGIES L.P. (RELYING ADVISER)

Adviser Profile

As of Date 03/31/2026
ADV Location CHICAGO, IL, United States
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 62 82%
of those in investment advisory functions 24 50%
Registration SEC, Approved, 01/03/2022
AUM* 12,281,321,797 93%
of that, discretionary 11,312,913,188 81%
Private Fund GAV* 3,893,988,418 56%
Avg Account Size 307,033,045 146%
SMA’s No
Private Funds 44 7
Contact Info 773 xxxxxxx
Websites

Client Types

- Investment companies
- Pooled investment vehicles

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

5B 4B 4B 3B 2B 1B 730M
2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count17 GAV$762,067,538
Fund TypePrivate Equity Fund Count15 GAV$2,536,724,553
Fund TypeReal Estate Fund Count1 GAV$304,046,869
Fund TypeOther Private Fund Count11 GAV$291,149,458

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker12740C103 Stock NameCADENCE BANK $ Position$89,443,151 % Position5.00% $ Change # Change
Stck Ticker200340107 Stock NameCOMERICA INC $ Position$65,748,028 % Position4.00% $ Change # Change
Stck TickerM2682V108 Stock NameCYBERARK SOFTWARE LTD $ Position$73,409,878 % Position4.00% $ Change27.00% # Change37.00%
Stck Ticker15677J108 Stock NameDAYFORCE INC $ Position$65,234,340 % Position4.00% $ Change # Change
Stck Ticker171757206 Stock NameCIDARA THERAPEUTICS INC $ Position$45,333,917 % Position3.00% $ Change # Change
Stck Ticker014491104 Stock NameALEXANDER & BALDWIN INC NEW $ Position$48,991,228 % Position3.00% $ Change # Change
Stck Ticker87161C501 Stock NameSYNOVUS FINL CORP $ Position$41,974,182 % Position3.00% $ Change # Change
Stck TickerG1000R101 Stock NameAA MISSION ACQUISITION CORP $ Position$31,849,865 % Position2.00% $ Change1.00% # Change0.00%
Stck TickerG0131Y100 Stock NameAGRICULTURE & NAT SOL ACQ CO $ Position$30,974,233 % Position2.00% $ Change-9.00% # Change-11.00%
Stck Ticker185123106 Stock NameCLEARWATER ANALYTICS HLDGS I $ Position$35,689,158 % Position2.00% $ Change # Change

Brochure Summary