other names
  • FIRST TRUST CAPITAL MANAGEMENT L.P.
  • FIRST TRUST ALTERNATIVE INVESTMENT RESEARCH
  • FIRST TRUST INNOVATIVE TECHNOLOGIES L.P. (RELYING ADVISER)

Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 01/03/2022
ADV Location CHICAGO, IL, United States
Contact Info 773 xxxxxxx
Websites
AUM* 12,281,321,797 93%
of that, discretionary 11,312,913,188 81%
Private Fund GAV* 3,893,988,418 58%
Avg Account Size 307,033,045 146%
SMA’s No
Private Funds 44 7

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Number of Employees 62 82%

of those in investment advisory functions 24 50%

Client Types

- Investment companies
- Pooled investment vehicles

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

11B 10B 8B 6B 5B 3B 2B
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

SEC Fund Type Count GAV
Fund TypeHedge Fund Count17 GAV$762,067,538
Fund TypePrivate Equity Fund Count15 GAV$2,536,724,553
Fund TypeReal Estate Fund Count1 GAV$304,046,869
Fund TypeOther Private Fund Count11 GAV$291,149,458

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Top Holdings

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Stck Ticker16115Q308 Stock NameCHART INDS INC $ Position$130,627,338 % Position7.00% $ Change # Change
Stck Ticker436440101 Stock NameHOLOGIC INC $ Position$98,955,247 % Position5.00% $ Change354.00% # Change347.00%
Stck Ticker81211K100 Stock NameSEALED AIR CORP NEW $ Position$98,229,599 % Position5.00% $ Change275.00% # Change269.00%
Stck Ticker637870106 Stock NameNATIONAL STORAGE AFFILIATES $ Position$68,467,908 % Position4.00% $ Change # Change
Stck Ticker87265H109 Stock NameTRI POINTE HOMES INC $ Position$73,509,748 % Position4.00% $ Change # Change
Stck Ticker574795100 Stock NameMASIMO CORP $ Position$83,636,075 % Position4.00% $ Change # Change
Stck Ticker285512109 Stock NameELECTRONIC ARTS INC $ Position$80,940,264 % Position4.00% $ Change343.00% # Change344.00%
Stck Ticker185123106 Stock NameCLEARWATER ANALYTICS HLDGS I $ Position$49,516,573 % Position3.00% $ Change39.00% # Change42.00%
Stck Ticker00912X302 Stock NameAIR LEASE CORP $ Position$62,135,306 % Position3.00% $ Change # Change
Stck Ticker880881107 Stock NameTERNS PHARMACEUTICALS INC $ Position$47,667,368 % Position3.00% $ Change # Change

Brochure Summary