9AT: MCM WEALTH

MCM WEALTH

other names

MCM WEALTH
HAKIM, GEOFFREY AMEEN
MARIN CAPITAL MANAGEMENT, LLC
MARIN CAPITAL MANAGEMENT
HAKIM, GEOFFREY, AMEEN

Adviser Profile

As of Date	03/30/2026
ADV Location	NOVATO, CA, United States
Adviser Type - Large advisory firm
Number of Employees	7 17%
of those in investment advisory functions	6
Registration	SEC, Approved, 11/01/2021
Other registrations (1)	California, Terminated, 02/23/2022

AUM^*	170,782,711 28%
of that, discretionary	109,388,812 28%
Private Fund GAV^*	0 -100%
Avg Account Size	435,670 10%
% High Net Worth	81.18% 7%
SMA’s	No
Private Funds	0 1
Contact Info	844 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

140M 120M 100M 80M 60M 40M 20M

2021 2022 2023

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Brochure Summary

Overview

Firm Description Marin Capital Management, LLC, (“MCM”) an investment advisory firm based in Novato California, was established in 1997. The firm’s principal owners are Geoffrey A. Hakim (CFP®), and Robert Hoyt MCM specializes in researching alternative investments specifically chosen to perform through all market cycles, including recessions. MCM then applies this research to our client’s investment and/or retirement accounts along with their interests in impact investing, insurance planning and charitable giving. MCM offers its services to individuals, trusts, small business retirement plans, other RIAs, family offices and institutions. MCM’s investment approach is a multi-asset class approach. MCM offers investment opportunities in mutual funds, exchange-traded funds, options, and real estate funds if requested. The mutual funds, exchange-traded funds consist of stock, fixed income and alternative investments. MCM blends both traditional and alternative asset classes each having low-correlated return patterns to each other such that overall portfolio volatility becomes lower than that of a more traditionally allocated portfolio through all market cycles. Higher volatility

portfolios are constructed for clients who seek to maximize returns. MCM specializes in researching alternative investments for accredited investors ($1 million net worth excluding the value of their primary residence). Additionally, it has an alternative fund where MCM serves as the investment advisor. Client portfolios are custom-tailored to the specific needs, risk tolerances and desires of each individual client. Accredited investor clients may use private investments to the degree they wish. MCM will also accommodates smaller investment portfolios with no alternative investments. As requested by each client, MCM will complete an initial comprehensive financial plan. MCM fees for this service depends on the range of planning topics covered within their requested plan. Plans requiring updates and/or additional planning over time will be charged based on the scope of the update. Wrap Fee Program versus Portfolio Management Program MCM does not offer a Wrap Fee Program. Assets Under Management As of December 31, 2023, MCM has the following assets under management: Discretionary assets: $85,760,131 Non-discretionary assets: $47,924,791