9AT: FLATIRON RR LLC, MANAGER SERIES

other names

FLATIRON RR LLC, MANAGER SERIES

Adviser Profile

As of Date	03/31/2026
ADV Location	NEW YORK, NY, United States
Adviser Type - Large advisory firm - Related adviser
Number of Employees	19 -5%
of those in investment advisory functions	19 -5%
Registration	SEC, Approved, 08/16/2021

AUM^*	1,197,660,337 200%
of that, discretionary	1,197,660,337 200%
Private Fund GAV^*	1,197,660,338 50%
Avg Account Size	399,220,112 0%
SMA’s	No
Private Funds	3 2
Contact Info	212 xxxxxxx

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeSecuritized Asset Fund	Count3	GAV$1,197,660,338

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SEIX CLO MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund335.6m	Venture Capital Fund-	Other Fund-	Total Private Fund GAV335.6m	AUM335.6m	#Funds2
Adviser SOFI CAPITAL ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser PRIDEROCK FUND MANAGEMENT PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund283.6m	Venture Capital Fund-	Other Fund-	Total Private Fund GAV283.6m	AUM283.6m	#Funds15
Adviser CAPRA CREDIT MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM45.1m	#Funds-
Adviser COLUMBIA ADVISORY PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund16.0m	Venture Capital Fund-	Other Fund-	Total Private Fund GAV16.0m	AUM312.6m	#Funds2
Adviser REEF INVESTMENT MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund150.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund234.3m	Total Private Fund GAV384.3m	AUM234.3m	#Funds4
Adviser 1988 ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund2.6b	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.6b	AUM2.7b	#Funds15
Adviser OFS CLO MANAGEMENT II, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund1.2b	Venture Capital Fund-	Other Fund41.1m	Total Private Fund GAV1.2b	AUM1.3b	#Funds5
Adviser SUNSTONE ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund64.6m	Venture Capital Fund9.0m	Other Fund-	Total Private Fund GAV82.6m	AUM122.8m	#Funds8
Adviser CIFC INVESTMENT MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.0b	#Funds2

Brochure Summary

Overview

Flatiron RR LLC, Manager Series (the “Adviser” or the “Firm”) is a recently formed investment advisory firm founded in March 2021. The Adviser is a series of Flatiron RR LLC (the “Series LLC”). The Adviser is indirectly wholly-owned by New York Life Insurance Company (“New York Life”). The Adviser provides discretionary management services as collateral manager to Collateralized Loan Obligations (“CLOs”). Each CLO invests in a diversified pool consisting primarily of loans and, in some cases as permitted by applicable law, bonds and other obligations. The terms upon which the Adviser serves as collateral manager to a CLO are tailored and governed by the CLO documentation. Investors do not have the right to restrict the investment objectives or investment strategies of a CLO, except with respect to certain

rights as expressly permitted by the CLO documentation. The Series LLC also has a series named Flatiron RR LLC, Retention Series, which will be used to hold interests in a CLO necessary to comply with the risk retention requirements in the European Union and the United Kingdom. The Adviser employs a team-oriented approach to managing each CLO. Using a combination of top-down fundamental analysis and bottom-up credit research, the Adviser seeks to construct diversified portfolios designed to deliver consistent performance and stability in accordance with the CLO documentation. This is accomplished by striving to add incremental excess return while avoiding principal loss. As of December 31, 2023, the Adviser managed $399,157,104 on a discretionary basis, and no assets on a non-discretionary basis.

FLATIRON RR LLC, MANAGER SERIES

Adviser Profile

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview