9AT: GREENHAVEN ROAD INVESTMENT MANAGEMENT, LP

other names

GREENHAVEN ROAD INVESTMENT MANAGEMENT, LP

Adviser Profile

As of Date	03/31/2025
ADV Location	GREENWICH, CT, United States
Adviser Type - Large advisory firm
Number of Employees	4 100%
of those in investment advisory functions	2
Registration	SEC, Approved, 11/22/2021
Other registrations (1)	Connecticut, ERA - Withdrawn, 06/30/2021

AUM^*	349,298,670 19%
of that, discretionary	349,298,670 52%
Private Fund GAV^*	349,298,670
Avg Account Size	69,859,734 22%
SMA’s	No
Private Funds	5
Contact Info	203 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count5	GAV$349,298,670

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser PINNACLE CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM263.5m	#Funds-
Adviser ANQUA MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM211.3m	#Funds-
Adviser EASTBAY CAPITAL	Hedge Fund222.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV222.0m	AUM377.0m	#Funds3
Adviser AYRTON CAPITAL LLC	Hedge Fund264.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV264.7m	AUM264.7m	#Funds3
Adviser WYNNEFIELD CAPITAL, INC.	Hedge Fund219.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV219.5m	AUM228.1m	#Funds3
Adviser PARK, MILLER, LLC	Hedge Fund1.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.5m	AUM288.4m	#Funds1
Adviser FARLEY CAPITAL	Hedge Fund266.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV266.8m	AUM231.0m	#Funds3
Adviser VILLAFRANCO WEALTH MANAGEMENT	Hedge Fund19.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV19.9m	AUM283.5m	#Funds2
Adviser OPUS INVESTMENT MANAGEMENT LLC	Hedge Fund291.8m	Liquidity Fund-	Private Equity Fund22.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV314.5m	AUM314.5m	#Funds23
Adviser SETIA PARTNERS LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM280.0m	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker464287432	Stock NameISHARES TR (PUT)	$ Position$363,152,140	% Position61.00%	$ Change-2.00%	# Change0.00%
Stck Ticker405166109	Stock NameHAGERTY INC	$ Position$35,167,830	% Position6.00%	$ Change10.00%	# Change-2.00%
Stck Ticker698884103	Stock NamePAR TECHNOLOGY CORP	$ Position$32,176,115	% Position5.00%	$ Change-16.00%	# Change-9.00%
Stck TickerM2197Q107	Stock NameCELLEBRITE DI LTD	$ Position$28,846,864	% Position5.00%	$ Change-6.00%	# Change-3.00%
Stck Ticker514766104	Stock NameLIFECORE BIOMEDICAL INC	$ Position$30,123,447	% Position5.00%	$ Change11.00%	# Change0.00%
Stck Ticker496904202	Stock NameKINGSWAY FINL SVCS INC	$ Position$25,346,915	% Position4.00%	$ Change32.00%	# Change44.00%
Stck Ticker48251W104	Stock NameKKR & CO INC	$ Position$21,720,826	% Position4.00%	$ Change-24.00%	# Change-13.00%
Stck Ticker00217D100	Stock NameAST SPACEMOBILE CL A	$ Position$19,989,156	% Position3.00%	$ Change24.00%	# Change-16.00%
Stck TickerG17977110	Stock NameBURFORD CAP LTD	$ Position$16,638,583	% Position3.00%	$ Change-13.00%	# Change16.00%
Stck TickerM0854Q105	Stock NameALLOT LTD	$ Position$8,424,222	% Position1.00%	$ Change5.00%	# Change13.00%

Brochure Summary

Overview

Greenhaven Road Investment Management, LP (“Adviser,” “we” or “us”) is a Delaware limited partnership that was formed in 2016. We are principally owned and controlled by Scott Miller, our founder and portfolio manager, who launched his advisory business in 2011 with the launch of Greenhaven Road Capital Fund 1, LP. We currently advise the following private investment funds (collectively, the “Funds”):
• Greenhaven Road Capital Fund 1, LP (“Fund 1”), a Delaware limited partnership with one feeder fund: o Greenhaven Road Capital Fund 1 Offshore, Ltd. (the “Offshore Fund”), a British Virgin Islands exempted company;
• Greenhaven Road Capital Fund 2, LP (“Fund 2”), a Delaware limited partnership;
• Greenhaven Road Capital Partners Fund, LP (the “Partners Fund”), a Delaware limited partnership; and
• Greenhaven Road Special Opportunities Fund, LP (the “Special Opportunities Fund”), a Delaware limited partnership. MVM Funds, LLC (“MVM”) is the general partner of Fund 1, the Offshore Fund, and Fund 2. Greenhaven Road Capital Partners Fund GP, LLC (“GRPF GP”) is the general partner of the Partners Fund and Greenhaven Road Special Opportunities GP, LLC (“GRSO GP”). Like the

Adviser, each General Partner is principally owned and controlled by Scott Miller. Unless and only to the extent that the context otherwise requires, references to the Adviser, we or us herein are deemed to include references to the General Partners as well. We provide discretionary investment advice to the Funds. In the future, we may provide discretionary and/or non- discretionary investment advice to other private investment funds and/or separately managed accounts (collectively with the Funds, “clients”). The Funds are managed in accordance with their own investment and trading objectives, as described in their respective offering documents and/or governing agreements. We generally do not permit investors in the Funds to impose limitations on the investment activities described in the Funds’ offering documents. Under certain circumstances, we may contract with a client to adhere to limited risk and/or operating guidelines imposed by the client. As of December 31, 2023, we had approximately $294 million in regulatory assets under management on a discretionary basis. We do not currently manage any assets on a non-discretionary basis.

GREENHAVEN ROAD INVESTMENT MANAGEMENT, LP

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