9AT: GREENHAVEN ROAD INVESTMENT MANAGEMENT, LP

other names

GREENHAVEN ROAD INVESTMENT MANAGEMENT, LP

Adviser Profile

As of Date	03/30/2026
ADV Location	GREENWICH, CT, United States
Adviser Type - Large advisory firm
Number of Employees	4 100%
of those in investment advisory functions	2
Registration	SEC, Approved, 11/22/2021
Other registrations (1)	Connecticut, ERA - Withdrawn, 06/30/2021

AUM^*	299,485,528 2%
of that, discretionary	299,485,528 2%
Private Fund GAV^*	299,485,527 -14%
Avg Account Size	49,914,255 -32%
SMA’s	No
Private Funds	5
Contact Info	203 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count5	GAV$299,485,527

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser TRILINC GLOBAL ADVISORS, LLC	Hedge Fund172.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV172.7m	AUM181.7m	#Funds7
Adviser SETIA PARTNERS LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM280.0m	#Funds-
Adviser ANQUA MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM211.3m	#Funds-
Adviser VERGENT ASSET MANAGEMENT	Hedge Fund55.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV55.6m	AUM1.2b	#Funds2
Adviser SENDER COMPANY & PARTNERS, INC.	Hedge Fund154.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV154.4m	AUM264.8m	#Funds3
Adviser OPUS INVESTMENT MANAGEMENT LLC	Hedge Fund308.8m	Liquidity Fund-	Private Equity Fund23.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV331.9m	AUM331.9m	#Funds23
Adviser EASTBAY CAPITAL	Hedge Fund217.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV217.4m	AUM307.4m	#Funds3
Adviser AYRTON CAPITAL LLC	Hedge Fund392.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV392.9m	AUM392.9m	#Funds3
Adviser CARAVELA ENERGY PARTNERS LP	Hedge Fund289.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV289.3m	AUM529.1m	#Funds8
Adviser BRB FINANZ USA	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM261.0m	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker464287432	Stock NameISHARES TR (PUT)	$ Position$363,152,140	% Position61.00%	$ Change-2.00%	# Change0.00%
Stck Ticker405166109	Stock NameHAGERTY INC	$ Position$35,167,830	% Position6.00%	$ Change10.00%	# Change-2.00%
Stck Ticker698884103	Stock NamePAR TECHNOLOGY CORP	$ Position$32,176,115	% Position5.00%	$ Change-16.00%	# Change-9.00%
Stck TickerM2197Q107	Stock NameCELLEBRITE DI LTD	$ Position$28,846,864	% Position5.00%	$ Change-6.00%	# Change-3.00%
Stck Ticker514766104	Stock NameLIFECORE BIOMEDICAL INC	$ Position$30,123,447	% Position5.00%	$ Change11.00%	# Change0.00%
Stck Ticker496904202	Stock NameKINGSWAY FINL SVCS INC	$ Position$25,346,915	% Position4.00%	$ Change32.00%	# Change44.00%
Stck Ticker48251W104	Stock NameKKR & CO INC	$ Position$21,720,826	% Position4.00%	$ Change-24.00%	# Change-13.00%
Stck Ticker00217D100	Stock NameAST SPACEMOBILE CL A	$ Position$19,989,156	% Position3.00%	$ Change24.00%	# Change-16.00%
Stck TickerG17977110	Stock NameBURFORD CAP LTD	$ Position$16,638,583	% Position3.00%	$ Change-13.00%	# Change16.00%
Stck TickerM0854Q105	Stock NameALLOT LTD	$ Position$8,424,222	% Position1.00%	$ Change5.00%	# Change13.00%

Brochure Summary

Overview

Greenhaven Road Investment Management, LP (“Adviser,” “we” or “us”) is a Delaware limited partnership that was formed in 2016. We are principally owned and controlled by Scott Miller, our founder and portfolio manager, who launched his advisory business in 2011 with the launch of Greenhaven Road Capital Fund 1, LP. We currently advise the following private investment funds (collectively, the “Funds”):
• Greenhaven Road Capital Fund 1, LP (“Fund 1”), a Delaware limited partnership with one feeder fund: o Greenhaven Road Capital Fund 1 Offshore, Ltd. (the “Offshore Fund”), a British Virgin Islands exempted company;
• Greenhaven Road Capital Fund 2, LP (“Fund 2”), a Delaware limited partnership;
• Greenhaven Road Capital Partners Fund, LP (the “Partners Fund”), a Delaware limited partnership; and
• Greenhaven Road Special Opportunities Fund, LP (the “Special Opportunities Fund”), a Delaware limited partnership. MVM Funds, LLC (“MVM”) is the general partner of Fund 1, the Offshore Fund, and Fund 2. Greenhaven Road Capital Partners Fund GP, LLC (“GRPF GP”) is the general partner of the Partners Fund and Greenhaven Road Special Opportunities GP, LLC (“GRSO GP”). Like the

Adviser, each General Partner is principally owned and controlled by Scott Miller. Unless and only to the extent that the context otherwise requires, references to the Adviser, we or us herein are deemed to include references to the General Partners as well. We provide discretionary investment advice to the Funds. In the future, we may provide discretionary and/or non- discretionary investment advice to other private investment funds and/or separately managed accounts (collectively with the Funds, “clients”). The Funds are managed in accordance with their own investment and trading objectives, as described in their respective offering documents and/or governing agreements. We generally do not permit investors in the Funds to impose limitations on the investment activities described in the Funds’ offering documents. Under certain circumstances, we may contract with a client to adhere to limited risk and/or operating guidelines imposed by the client. As of December 31, 2023, we had approximately $294 million in regulatory assets under management on a discretionary basis. We do not currently manage any assets on a non-discretionary basis.

GREENHAVEN ROAD INVESTMENT MANAGEMENT, LP

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