9AT: FINTECH COLLECTIVE MANAGEMENT LLC

other names

FINTECH COLLECTIVE MANAGEMENT LLC

Adviser Profile

As of Date	03/31/2026
ADV Location	NEW YORK, NY, United States
Adviser Type - Large advisory firm
Number of Employees	16 7%
of those in investment advisory functions	12 9%
Registration	SEC, Approved, 06/14/2021
Other registrations (1)	SEC, ERA - Withdrawn, 05/12/2021
Former registrations	FINTECH COLLECTIVE MANAGEMENT LLC

AUM^*	800,812,639 4%
of that, discretionary	800,812,639 4%
Private Fund GAV^*	1,071,435,977 34%
Avg Account Size	53,387,509 -17%
SMA’s	No
Private Funds	18 3
Contact Info	917 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeVenture Capital Fund	Count18	GAV$1,071,435,977

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ESO MANAGEMENT SERVICES LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund485.6m	Other Fund-	Total Private Fund GAV971.2m	AUM410.6m	#Funds6
Adviser ARROWROOT CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund469.6m	Other Fund-	Total Private Fund GAV939.3m	AUM469.5m	#Funds12
Adviser AWM CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund1.5m	Securitized Asset Fund-	Venture Capital Fund107.3m	Other Fund256.3k	Total Private Fund GAV216.4m	AUM1.5b	#Funds12
Adviser 3L CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund41.1m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund894.2m	Other Fund-	Total Private Fund GAV1.8b	AUM932.3m	#Funds13
Adviser HG CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.6b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund10.1m	Other Fund-	Total Private Fund GAV1.6b	AUM1.2b	#Funds8
Adviser BITKRAFT VENTURES MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund1.1b	Other Fund-	Total Private Fund GAV2.2b	AUM874.4m	#Funds11
Adviser BLOCKCHANGE MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund942.9m	Other Fund-	Total Private Fund GAV1.9b	AUM898.0m	#Funds32
Adviser SOMA CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund1.7b	Other Fund-	Total Private Fund GAV3.3b	AUM1.4b	#Funds48
Adviser BOW CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM591.4m	#Funds-
Adviser 776 MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund2.0b	Other Fund-	Total Private Fund GAV4.0b	AUM1.3b	#Funds44

Brochure Summary

Overview

General Description The Adviser is an investment advisory firm with its principal place of business in New York, NY and organized as a limited liability company under the laws of the State of Delaware. The Adviser was formed on January 24, 2014. The Adviser is principally owned and is controlled by Brooks Gibbins and Gareth Jones (the “Principals”). Description of Advisory Services The Adviser is a private equity and early-stage venture capital firm focused on investment solutions for institutional investors worldwide. The Adviser’s products include private pooled investment vehicles, which are generally intended for investors who are “Accredited Investors” under Regulation D under the Securities Act of 1933, as amended (the “Securities Act”) and/or, “Qualified Purchasers” under the Investment Company Act of 1940, as amended (the “Investment Company Act”) and “Qualified Clients” under the Investment Advisers Act of 1940, as amended (the “Advisers Act”). Such investors include, but are not limited to, public pension funds, fund of funds, sovereign wealth, strategic financial institutions, high net worth individuals and family offices seeking alternative and creative ways to boost long-term performance in the private equity asset class and/or those looking to profitably deploy capital in sectors or with a demographic that requires innovative and unconventional strategies and approaches. However, the Adviser retains broad flexibility

to invest on behalf of its Clients, as set forth in the respective Offering Documents (as such term is defined below in this Item). The Adviser currently does not provide investment advisory services to clients apart from its management of its advisory clients’ (collectively, “Clients”) portfolios. The Adviser may, from time to time in the future, serve as the investment adviser or management company for additional Clients or other separately managed accounts. Availability of Tailored Services for Individual Clients The Adviser tailors its advisory services to the specified investment mandates of its Clients, consistent with the Client’s offering documents, which may include, among other things, a private placement memorandum, limited partnership or operating agreements, management or investment advisory agreement, subscription agreement and other related agreements (individually and collectively, the “Offering Documents”). Any investor or prospective investor in a Client (an “Investor”) should closely review the applicable Offering Documents with respect to, among other things, the terms, conditions and risks of investing. The Adviser does not tailor its investment advice for the individual Investors in its Clients. The Adviser does not participate in Wrap Fee Programs. Assets Under Management As of December 31, 2023, the Adviser managed approximately $861,119,333 in regulatory assets under management on a discretionary basis.

FINTECH COLLECTIVE MANAGEMENT LLC

Related Companies

Adviser Profile

Details

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview