Adviser Profile

As of Date 07/09/2026
Registration SEC, Approved, 01/19/2021
Other registrations (3)
ADV Location WILMINGTON, NC, United States
Contact Info 910 xxxxxxx
Websites
AUM* 403,650,829 133%
of that, discretionary 393,885,552 133%
Number of Employees 8 33%
of those in investment advisory functions 6 50%
Private Fund GAV* 0
Avg Account Size 404,865 89%
% High Net Worth 21.63% 52%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

407M 349M 291M 233M 174M 116M 58M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker921946810 Stock NameVANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF $ Position$10,058,745 % Position5.00% $ Change-10.00% # Change-11.00%
Stck Ticker922042775 Stock NameVANGUARD FTSE ALL-WORLD EX-US INDEX FUND $ Position$10,102,596 % Position5.00% $ Change63.00% # Change64.00%
Stck Ticker007903107 Stock NameADVANCED MICRO DEVICES INC COM $ Position$10,557,986 % Position5.00% $ Change-6.00% # Change-11.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$10,304,778 % Position5.00% $ Change15.00% # Change0.00%
Stck Ticker81369Y803 Stock NameSTATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF $ Position$7,775,149 % Position4.00% $ Change3557.00% # Change3459.00%
Stck Ticker02079K305 Stock NameGOOGLE INC $ Position$6,834,778 % Position3.00% $ Change-6.00% # Change-3.00%
Stck Ticker594918104 Stock NameMICROSOFT $ Position$7,048,275 % Position3.00% $ Change37.00% # Change0.00%
Stck Ticker91913Y100 Stock NameVALERO ENERGY CORP $ Position$6,995,755 % Position3.00% $ Change44.00% # Change-3.00%
Stck Ticker482480100 Stock NameKLA-TENCOR CORP $ Position$6,190,475 % Position3.00% $ Change-38.00% # Change-5.00%
Stck Ticker375558103 Stock NameGILEAD SCIENCES INC $ Position$3,309,332 % Position2.00% $ Change23.00% # Change4.00%

Brochure Summary