9AT: TCG CROSSOVER MANAGEMENT, LLC

other names

TCG CROSSOVER MANAGEMENT, LLC

Adviser Profile

As of Date	03/31/2026
ADV Location	PALO ALTO, CA, United States
Adviser Type - Large advisory firm
Number of Employees	16 45%
of those in investment advisory functions	9 50%
Registration	SEC, Approved, 12/18/2020

AUM^*	5,055,348,555 130%
of that, discretionary	5,055,348,555 130%
Private Fund GAV^*	4,995,648,555 178%
Avg Account Size	1,685,116,185 53%
SMA’s	No
Private Funds	4 2
Contact Info	650 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeVenture Capital Fund	Count1	GAV$1,200,000,000
Fund TypeOther Private Fund	Count3	GAV$3,795,648,555

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser DIRECT LENDING INVESTMENTS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM866.3m	#Funds-
Adviser PITON INVESTMENT MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM927.9m	#Funds-
Adviser QUATTRO FINANCIAL ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund1.0b	Total Private Fund GAV1.0b	AUM1.7b	#Funds2
Adviser AUBREY CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund82.9m	Total Private Fund GAV82.9m	AUM1.2b	#Funds1
Adviser PARKSIDE INVESTMENTS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund42.7m	Total Private Fund GAV42.7m	AUM1.4b	#Funds2
Adviser LIBERTY WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund5.0m	Total Private Fund GAV5.0m	AUM1.7b	#Funds1
Adviser RED SWAN PRIVATE CLIENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM165.3m	#Funds1
Adviser OCCUDO QUANTITATIVE STRATEGIES LP	Hedge Fund1.1b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.1b	AUM2.2b	#Funds3
Adviser ANDERSON HOAGLAND & CO	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.4b	#Funds-
Adviser MARTIN INVESTMENT MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund3.6m	Total Private Fund GAV3.6m	AUM888.1m	#Funds1

Brochure Summary

Overview

ADVISORY BUSINESS A. TCG Crossover Management, LLC (“TCGX” or the “Firm”), a Delaware limited liability company, is an investment adviser located in Palo Alto, CA. Chen Yu is TCGX’s principal owner. B. As an investment adviser, TCGX provides investment advisory services to pooled investment vehicles (each a “Fund” or collectively, the “Funds”). The Funds are exempt from registration under the Investment Company Act of 1940, as amended (the “Investment Company Act”), pursuant to Sections 3(c)(7) of the Investment Company Act. TCGX manages the assets of the Funds in accordance with the term sheets and other related agreements (herein, the “Offering Documents”). The Firm’s investment objective is to make investments in companies developing therapeutic drug products and invests

in both private and public assets. Information about TCGX’s advisory services is included in this Brochure and is qualified in its entirety by information contained in the Offering Documents. C. TCGX does not tailor its advisory services to the individual or particular needs of investors in the Funds. Such investors will accept the terms of advisory services as set forth in the Offering Documents. The Firm has broad investment authority with respect to the Funds and, as such, investors should consider whether the investment objectives of the Funds will be in line with their respective individual objectives and risk tolerance prior to investment. D. TCGX does not participate in wrap fee programs. E. As of December 31, 2023, TCGX has $2,196,110,899 in regulatory assets under management on a discretionary basis.

TCG CROSSOVER MANAGEMENT, LLC

Adviser Profile

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Compensation Arrangments

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Brochure Summary

Overview