Adviser Profile

AUM* 726,507,771 16%
of that, discretionary 726,507,771 16%
Number of Employees 18 6%
of those in investment advisory functions 8 14%
Private Fund GAV* 0
Avg Account Size 299,467 -49%
% High Net Worth 32.40% 102%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

727M 623M 519M 415M 311M 208M 104M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name FREEDMAN & GOLDBERG, CPA'S Filing Date01/02/2026 Form ADV-E View Report
Accounting Firm Name FREEDMAN & GOLDBERG, CERTIFIED PUBLIC ACOUNTANTS Filing Date12/23/2024 Form ADV-E View Report
Accounting Firm Name FREEDMAN & GOLDBERG, CERTIFIED PUBLIC ACCOUNTANTS Filing Date12/21/2023 Form ADV-E View Report

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908744 Stock NameVANGUARD INDEX FDS $ Position$36,091,538 % Position12.00% $ Change-3.00% # Change-2.00%
Stck Ticker464287655 Stock NameISHARES TR $ Position$26,065,236 % Position9.00% $ Change23.00% # Change33.00%
Stck Ticker46137V357 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$19,799,176 % Position7.00% $ Change-4.00% # Change-2.00%
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$20,818,495 % Position7.00% $ Change54.00% # Change52.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$16,071,118 % Position6.00% $ Change-50.00% # Change-49.00%
Stck Ticker464287150 Stock NameISHARES TR $ Position$17,013,936 % Position6.00% $ Change-1.00% # Change-2.00%
Stck Ticker33739Q408 Stock NameFIRST TR EXCHANGE-TRADED FD $ Position$16,685,592 % Position6.00% $ Change-32.00% # Change-32.00%
Stck Ticker33735J101 Stock NameFIRST TR EXCHANGE-TRADED ALP $ Position$8,064,362 % Position3.00% $ Change-4.00% # Change-2.00%
Stck Ticker92206C706 Stock NameVANGUARD SCOTTSDALE FDS $ Position$7,376,282 % Position3.00% $ Change # Change
Stck Ticker922908736 Stock NameVANGUARD INDEX FDS $ Position$4,714,015 % Position2.00% $ Change2.00% # Change-2.00%

Brochure Summary