HHWM is an S-corporation formed under the laws of the State of Nebraska and has applied to become registered with the U.S. Securities and Exchange Commission.
• Jason D. Hiley is the Chief Executive Officer (CEO), President and 51.00% owner of HHWM. Andrew D. Hunt is the Vice President and 49.00% owner of HHWM.
• HHWM was initially approved as an investment adviser on August 15, 2012. Introduction The investment advisory services of HHWM are provided to you through an appropriately licensed individual who is an investment adviser representative of HHWM (referred to as your investment adviser representative throughout this brochure). HHWM is a “fee-only” investment adviser. “Fee-only” means we are paid exclusively by our clients and the amounts of all such compensation are fully disclosed to clients in writing. We do not sell products and we do not receive commissions or other compensation from any source. This fee-only arrangement enables our firm to act solely in our clients’ best interests. Description of Advisory Services The following are descriptions of the primary advisory services of HHWM. Please understand that a written agreement, which details the exact terms of the service, must be signed by you and HHWM before we can provide you the services described below. Asset Management Services – HHWM offers asset management services, which involves HHWM providing you with continuous and ongoing supervision over your specified accounts. All accounts that HHWM will manage on your behalf will be specified in the Asset Management Agreement that is required to be executed at the initiation of any asset management services (collectively referred to as the “Account”). In most instances you will appoint our firm as your investment adviser of record on specified accounts. The Account consists only of separate account(s) held by qualified custodian(s) under your name. The qualified custodians maintain physical custody of all funds and securities of the Account, and you retain all rights of ownership (e.g., right to withdraw securities or cash, exercise or delegate proxy voting and receive transaction confirmations) of the Account. The Account is managed by us based on your financial situation, investment objectives and risk tolerance. We actively monitor the Account and provide advice regarding buying, selling, reinvesting or holding securities, cash or other investments of the Account. We will need to obtain certain information from you to determine your financial situation and investment objectives. You will be responsible for notifying us of any updates regarding your financial situation, risk tolerance or investment objective and whether you wish to impose or modify existing investment restrictions; however we will contact you at least annually to discuss any changes or updates regarding your financial situation, risk tolerance or investment objectives. We are always reasonably available to consult with you relative to the status of your Account. You have the ability to impose reasonable Hiley Hunt Wealth Management, Inc. Page 5 restrictions on the management of your accounts, including the ability to instruct us not to purchase certain securities. It is important that you understand that we manage investments for other clients and may give them advice or take actions for them or for our personal accounts that is different from the advice we provide to you or actions taken for you. We are not obligated to buy, sell or recommend to you any security or other investment that we may buy, sell or recommend for any other clients or for our own accounts. Conflicts may arise in the allocation of investment opportunities among accounts that we manage. We strive to allocate investment opportunities believed to be appropriate for your account(s) and other accounts advised by our firm among such accounts equitably and consistent with the best interests of all accounts involved. However, there can be no assurance that a particular investment opportunity that comes to our attention will be allocated in any particular manner. If we obtain material, non-public information about a security or its issuer that we may not lawfully use or disclose, we have absolutely no obligation to disclose the information to any client or use it for any client’s benefit. Financial Planning & Consulting Services - HHWM offers financial planning services, which involve preparing a written financial plan covering specific or multiple topics. We provide full written financial plans, which typically address the following topics: Investment Planning, Retirement Planning, Insurance Planning, Tax Planning, Portfolios Review, and Asset Allocation. When providing financial planning and consulting services, our role is to find ways to help you understand your overall financial situation and help you set financial objectives. Written financial plans prepared by us under this Agreement do not include specific recommendations of individual securities. Common financial planning topics covered in a plan include: Investment Planning – HHWM prepares will conduct a detailed review of the client’s overall investment objective, return requirements, risk tolerance, time horizon, liquidity needs, tax preference, and unique circumstances. Investment planning can take anywhere between three to forty hours depending upon the client’s profile and circumstances. Retirement Planning – HHWM determines retirement income goals and gathers information about potential sources of retirement. HHWM creates a unified and comprehensive retirement plan covering assets, income, taxation, inheritance and risk management. A long-term asset management plan is structured considering economic environment and inflationary conditions, tax minimization strategy, uncertainty and market volatility. Retirement planning services include research, financial modeling and mathematical simulation to identify adequacy of client’s investment to attain retirement readiness, and to clarify strategic choices and actions. Retirement planning can take anywhere between three to fifty hours depending upon the client’s profile and circumstances. Insurance Planning – Upon request HHWM will perform a review of clients existing insurance policies

and make recommendations for suggested changes. Insurance reviews can take anywhere between three and twenty hours depending upon the client’s profile and circumstances. Tax Planning – HHWM works with third party tax / accounting advisor(s) to align financial goals with tax efficiency planning. Tax planning would encompass many different aspects e.g. selection of investment options and types of retirement plans, timing of income and capital growth as well as tax lot selection for investment transactions within client’s portfolio. Tax planning services would include recommendations on tax reduction strategies based on income, expenses, individual needs and goals. Clients can also choose Hiley Hunt Wealth Management, Inc. Page 6 to use their existing tax / accounting advisor(s). The fee arrangement with an outside professional is described in the section ‘Other Fee Terms for Financial Planning, Institutional Advisory & Consulting Services.’ Tax planning can take anywhere between three to forty hours depending upon the client’s profile and circumstances. Portfolio Review and Asset Allocation – HHWM researches clients’ existing portfolios and underlying investments to determine the asset class mix, return profile and risk characteristics. HHWM also determines broad asset allocation objectives based. An Efficient Frontier is constructed to develop an optimized portfolio based on the constraints indicated by the client, and underlying investments (e.g., stocks, bonds, ETFs, mutual funds) are selected using quantitative screens and qualitative review. HHWM also analyzes return, risk and modern portfolio statistics and runs mathematical simulations, wherever necessary, to identify the adequacy of the portfolio against the client’s investment objectives and risk tolerance. Portfolio Review and asset allocation can take anywhere between three to sixty hours depending upon the client’s profile and circumstances. We also offer consultations in order to discuss financial planning issues when you do not need a written financial plan. We offer a one-time consultation, which covers mutually agreed upon areas of concern related to investments or financial planning. We also offer “as-needed” consultations, which are limited to consultations in response to a particular investment or financial planning issue raised or request made by you. Under an “as-needed” consultation, it will be incumbent upon you to identify those particular issues for which you are seeking our advice or consultation on. Topics covered in “as-needed” consultations may include any of the topics typically covered in a comprehensive plan such as: Investment Planning, Retirement Planning, Insurance Planning, Tax Planning, Portfolios Review, and Asset Allocation. Our financial planning and consulting services do not involve implementing any transaction on your behalf or the active and ongoing monitoring or management of your investments or accounts. You have the sole responsibility for determining whether to implement our financial planning and consulting recommendations. To the extent that you would like to implement any of our investment recommendations through HHWM or retain us to actively monitor and manage your investments, you must execute a separate written agreement with HHWM for our asset management services. Newsletters HHWM occasionally prepares general, educational and informational newsletters and electronic blog posts. Newsletters and blog posts are always offered on an impersonal basis and do not focus on the needs of a specific individual. Limits Advice to Certain Types of Investments HHWM provides investment advice on the following types of investments:
• Mutual Funds
• Exchange Traded Funds (ETFs)
• Exchange-listed Securities
• Securities Traded Over-the-Counter
• Warrants Hiley Hunt Wealth Management, Inc. Page 7
• Corporate Debt Securities
• Commercial Paper
• Certificates of Deposit
• Municipal Securities
• Variable Annuities
• Variable Life Insurance
• US Government Securities
• Options Contracts on Securities
• Options Contracts on Commodities
• Interests in Partnerships Investing in Real Estate
• Interests in Partnerships Investing in Oil and Gas Interests Although HHWM generally provide advice only on the products previously listed, we recommend all types of securities, and the types of securities will differ based on each client’s individual circumstances. It is not our typical investment strategy to attempt to time the market, but we may increase cash holdings modestly as deemed appropriate based on your risk tolerance and our expectations of market behavior. We may modify our investment strategy to accommodate special situations such as low basis stock, stock options, legacy holdings, inheritances, closely held businesses, collectibles, or special tax situations. (Please refer to Item 8 – Methods of Analysis, Investment Strategies and Risk of Loss for more information.) Tailor Advisory Services to Individual Needs of Clients HHWM’s advisory services are always provided based on your individual needs. This means, for example, that when we provide asset management services, you are given the ability to impose restrictions on the accounts we manage for you, including specific investment selections and sectors. We work with you on a one-on-one basis through interviews and questionnaires to determine your investment objectives and suitability information. Our financial planning and consulting services are always provided based on your individual needs. When providing financial planning and consulting services, we work with you on a one-on-one basis through interviews and questionnaires to determine your investment objectives and suitability information. We will not enter into an investment adviser relationship with a prospective client whose investment objectives may be considered incompatible with our investment philosophy or strategies or where the prospective client seeks to impose unduly restrictive investment guidelines. Client Assets Managed by HHWM As of December 31, 2023, HHWM has $196,986,148 in discretionary assets under management. HHWM has $0 in non-discretionary assets under management.