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Adviser Profile

As of Date 03/30/2025
Adviser Type - Large advisory firm
Number of Employees 6
of those in investment advisory functions 6 20.00%
Registration SEC, Approved, 12/12/2019
AUM* 349,736,637 40.11%
of that, discretionary 239,290,083 -4.14%
Private Fund GAV* 0
Avg Account Size 573,339 -9.73%
% High Net Worth 36.44% 17.11%
SMA’s Yes
Private Funds 0
Contact Info 866 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

250M 214M 178M 143M 107M 71M 36M
2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary