9AT: NEO IVY CAPITAL MANAGEMENT, LLC

Adviser Profile

As of Date	03/30/2026
Registration	SEC, Approved, 07/24/2019
Other registrations (1)	SEC, ERA - Withdrawn, 06/24/2019
Former registrations	NEO IVY CAPITAL MANAGEMENT, LLC
ADV Location	NEW YORK, NY, United States
Contact Info	646 xxxxxxx
Websites

AUM^*	1,244,512,799 26%
of that, discretionary	1,244,512,799 26%
Number of Employees	12 20%
of those in investment advisory functions	8 14%
Private Fund GAV^*	45,766,977 72%
Avg Account Size	248,902,560 26%
SMA’s	No
Private Funds	3

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles
- Other

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

	Count	GAV
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Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser MUTIMA CAPITAL MANAGEMENT LLC	Hedge Fund4.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV4.1m	AUM337.4m	#Funds1
Adviser UNIO CAPITAL LLC	Hedge Fund143.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV143.7m	AUM691.5m	#Funds2
Adviser LANSING MANAGEMENT, LP	Hedge Fund134.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV134.8m	AUM178.1m	#Funds3
Adviser DELPHIA	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM187.1m	#Funds-
Adviser MACELLUM ADVISORS, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM189.1m	#Funds-
Adviser BANCREEK CAPITAL MANAGEMENT, LP	Hedge Fund20.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV20.7m	AUM49.3m	#Funds1
Adviser UNION SQUARE PARK CAPITAL MANAGEMENT, LLC	Hedge Fund154.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV154.5m	AUM154.5m	#Funds2
Adviser ZEST	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM90.6m	#Funds1
Adviser CAMBRIAN ASSET MANAGEMENT, INC.	Hedge Fund134.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV134.4m	AUM121.8m	#Funds4
Adviser SONIC GP LLC	Hedge Fund109.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV109.9m	AUM109.9m	#Funds1

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker37045V100	Stock NameGENERAL MOTORS C	$ Position$2,438,117	% Position1.00%	$ Change72.00%	# Change66.00%
Stck Ticker110122108	Stock NameBRISTOL-MYER SQB	$ Position$3,134,758	% Position1.00%	$ Change101.00%	# Change112.00%
Stck Ticker703481101	Stock NamePATTERSON-UTI	$ Position$4,343,103	% Position1.00%	$ Change44.00%	# Change70.00%
Stck Ticker69608A108	Stock NamePALANTIR TECHN-A	$ Position$4,957,658	% Position1.00%	$ Change46.00%	# Change83.00%
Stck Ticker05464T104	Stock NameAXSOME THERAPEUT	$ Position$2,495,430	% Position1.00%	$ Change	# Change
Stck Ticker35671D857	Stock NameFREEPORT-MCMORAN	$ Position$3,308,391	% Position1.00%	$ Change8.00%	# Change1.00%
Stck Ticker81762P102	Stock NameSERVICENOW INC	$ Position$3,335,113	% Position1.00%	$ Change	# Change
Stck Ticker001084102	Stock NameAGCO CORP	$ Position$4,200,033	% Position1.00%	$ Change81.00%	# Change75.00%
Stck Ticker71385M107	Stock NamePERIMETER SOLUTI	$ Position$3,067,753	% Position1.00%	$ Change10.00%	# Change-25.00%
Stck Ticker131193104	Stock NameCALLAWAY GOLF CO	$ Position$2,724,737	% Position1.00%	$ Change190.00%	# Change114.00%

Brochure Summary

Overview

Neo Ivy Capital Management, LLC is an investment adviser located in New York, NY. Neo Ivy is a Delaware limited liability company founded in February 2015. Ranting (“Renee”) Yao is the managing member and principal owner of the Adviser. Neo Ivy provides investment management services to, and has discretionary investment authority over the assets of, pooled investment vehicles which are offered to qualified investors on a private placement basis. Neo Ivy has discretionary trading authority to the following privately pooled investment vehicles: Neo Ivy Capital Fund, LP, a Delaware limited partnership (the “Onshore Fund”), Neo Ivy Capital Offshore Fund Ltd., a Cayman Islands exempted company (the “Offshore Fund”), (together the “Feeder Funds”); and Neo Ivy Capital Master Fund LP, a Cayman Islands exempted partnership (the “Master Fund,” and collectively with the Onshore Fund, and the Offshore Fund where applicable, the “Neo Ivy Fund” or “Neo Ivy Funds”). The Adviser may also serve as a sub-adviser to an unaffiliated investment adviser of privately placed pooled investment vehicles (referred to as the “Sub-advised Fund”). Currently, no such

sub- advisory agreements exist. The Neo Ivy Funds will each be referred to as a “Fund” and will be collectively referred to as the “Clients” or as the “Funds.” Investors in any of the Funds, will be referred to as “Investors.” The Adviser may provide additional advisory or sub-advisory services to other Clients in the future and may also advise separately managed accounts Neo Ivy, LLC (the “General Partner”) is a related entity of the Adviser and serves as the general partner to certain Neo Ivy Funds. Ms. Yao is the managing member and sole owner of Neo Ivy, LLC. The General Partner serves as the general partner of the Onshore Fund and Master Fund. Neo Ivy’s investment advisory services are provided pursuant to a written investment advisory agreement between Neo Ivy and the Client to which Neo Ivy agrees to advise in accordance with Client-mandated investment objectives. The Adviser has discretionary trading authority and does not tailor advisory services to the needs of specific Investors. As of December 31, 2023, the Adviser has regulatory assets under management of $79,904,023 all of which are managed on a discretionary basis.

NEO IVY CAPITAL MANAGEMENT, LLC

NEO IVY CAPITAL MANAGEMENT, LLC

YAO, RANTING

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Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Top Holdings

Brochure Summary

Overview

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NEO IVY CAPITAL MANAGEMENT, LLC NEO IVY CAPITAL MANAGEMENT, LLC YAO, RANTING

Related Companies

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Top Holdings

Brochure Summary

Overview

NEO IVY CAPITAL MANAGEMENT, LLC

NEO IVY CAPITAL MANAGEMENT, LLC

YAO, RANTING