9AT: CLEAR HAVEN CAPITAL MANAGEMENT, LLC

other names

CLEAR HAVEN CAPITAL MANAGEMENT, LLC
THREERLFO, LLC
THREERHO, LLC
EDGAR CAPITAL MANAGEMENT, LLC
EDGAR CAPITAL MANAGEMENT
CLEARHAVEN CAPITAL MANAGEMENT, LLC
CLEARHAVEN CAPITAL MANAGEMENT, LLC

Adviser Profile

As of Date	03/31/2026
ADV Location	NEW YORK, NY, United States
Adviser Type - Large advisory firm
Number of Employees	16 45%
of those in investment advisory functions	6 20%
Registration	SEC, Approved, 04/01/2019
Other registrations (2)	New York, Terminated, 04/16/2019 Texas, Terminated, 11/19/2014

AUM^*	2,183,581,791 82%
of that, discretionary	2,140,782,291 79%
Private Fund GAV^*	617,608,149 27%
Avg Account Size	62,388,051 61%
% High Net Worth	11.43% -11%
SMA’s	Yes
Private Funds	13
Contact Info	332 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles
- Insurance companies

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count10	GAV$617,353,151
Fund TypePrivate Equity Fund	Count1	GAV$254,998
Fund TypeOther Private Fund	Count2	GAV$

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ORTELIUS CAPITAL PARTNERS	Hedge Fund71.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV71.4m	AUM143.8m	#Funds2
Adviser P. SCHOENFELD ASSET MANAGEMENT LP	Hedge Fund406.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV406.0m	AUM532.2m	#Funds9
Adviser INDIE ASSET PARTNERS, LLC	Hedge Fund41.9m	Liquidity Fund-	Private Equity Fund10.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV52.5m	AUM685.2m	#Funds3
Adviser DORCHESTER CAPITAL ADVISORS, LLC	Hedge Fund95.9m	Liquidity Fund-	Private Equity Fund6.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund1.4b	Total Private Fund GAV1.5b	AUM1.7b	#Funds14
Adviser ORCHARD GLOBAL ASSET MANAGEMENT (S) PTE LTD	Hedge Fund1.2b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.2b	AUM-	#Funds3
Adviser THIRD POINT LLC	Hedge Fund19.1b	Liquidity Fund-	Private Equity Fund1.7b	Real Estate Fund-	Securitized Asset Fund6.7b	Venture Capital Fund-	Other Fund-	Total Private Fund GAV27.6b	AUM28.7b	#Funds55
Adviser SANDLER CAPITAL MANAGEMENT	Hedge Fund610.7m	Liquidity Fund-	Private Equity Fund13.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV624.1m	AUM395.0m	#Funds11
Adviser FLAT FOOTED LLC	Hedge Fund2.0b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund37.0m	Total Private Fund GAV2.1b	AUM2.1b	#Funds15
Adviser STANDARD GENERAL L.P.	Hedge Fund919.5m	Liquidity Fund-	Private Equity Fund115.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.0b	AUM647.3m	#Funds21
Adviser CATHOLIC INVESTMENT SERVICES, INC.	Hedge Fund1.5b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.5b	AUM1.5b	#Funds7

Brochure Summary

Overview

Clear Haven Capital Management, LLC (“Clear Haven,” “we,” “us,” or “our”) is a New York limited liability company and has been operating since March 2009. Clear Haven is principally owned and controlled by Alex Bashan and Mark Simmer (together, the “Principals”). We provide discretionary investment advice to the following private funds (collectively, the “Funds”):
• Clear Haven 2018 I, LLC (the “CH 2018”);
• Clear Haven Credit Opportunities Fund II Series, a series of Clear Haven Investment Fund, LP (the “Series Two Master Fund”), Clear Haven Credit Opportunities Feeder Fund II Series Intermediate Fund, LLC, which invests its investable assets through the Series Two Master Fund (the “Series Two Intermediate Fund”), and Clear Haven Credit Opportunities Feeder Fund II Series, a series of Clear Haven Feeder Fund, LP, which invests its investable assets through the Series Two Intermediate Fund (the “Series Two Feeder Fund,” and collectively with the Series Two Master Fund and the Series Two Intermediate Fund, “Series Two”);
• Clear Haven Credit Opportunities Fund I Series, a series of Clear Haven Investment Fund, LP (“Series One” and collectively with Series Two, the “Credit Opportunity Funds”);
• Clear Haven-UMF Fund, LP (the “UMF Fund”); and
• Clear Haven Ultra Short Investment Grade Bond Fund, LP (the “USIGB Fund”). Clear Haven Managing Member, LLC (“Clear Haven MM”) serves as the managing member of CH 2018 and Clear Haven Investment Fund GP, LLC (“Clear Haven GP,” and

together with Clear Haven MM, the “Clear Haven Fund Sponsors”) serves as the managing member or the general partner of certain other Funds. We also provide discretionary investment advisory services to clients through separately managed accounts arrangements (such accounts, the “Managed Accounts”). References throughout this document to “clients” refer to the Funds and the Managed Accounts, as well as any private funds and separately managed accounts that we may manage in the future. Clients are managed in accordance with their own investment objectives, as described in their offering documents, governing agreements and investment advisory agreements, as applicable (collectively, the “Governing Documents”). We allow the owners of Managed Accounts the ability to impose restrictions on the types of investments we make for them. Such restrictions would be outlined in a Managed Account’s Governing Documents. We do not permit investors in the Funds to impose limitations on the investment activities described in the Funds’ Governing Documents. (See Item 16 - Investment Discretion.) Clear Haven does not participate in or offer wrap fee programs. As of December 31, 2023, Clear Haven managed $485,818,959 of regulatory assets under management, all of which was managed on a discretionary basis. Note that Clear Haven began managing a new private fund in January 2024. The assets of such vehicle are not reflected in this Brochure since this document primarily presents information as of December 31, 2023.

CLEAR HAVEN CAPITAL MANAGEMENT, LLC

Adviser Profile

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Compensation Arrangments

Reported AUM

Private Funds

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Private Funds Structure

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Brochure Summary

Overview