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Adviser Profile

As of Date 05/09/2025
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 7
of those in investment advisory functions 2
Registration SEC, Approved, 09/10/2018
AUM* 176,318,202 7.33%
of that, discretionary 176,318,202 90.66%
Private Fund GAV* 0
Avg Account Size 5,509,944 -76.52%
% High Net Worth 4.00% -90.00%
SMA’s Yes
Private Funds 0
Contact Info 212 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans
- Other investment advisers
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

92M 79M 66M 53M 40M 26M 13M
2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary