Adviser Profile

As of Date 07/27/2026
Registration SEC, Approved, 07/26/2018
ADV Location AUGUSTA, GA, United States
Contact Info 706 xxxxxxx
Websites
AUM* 671,893,050 46%
of that, discretionary 487,470,860 55%
Number of Employees 9 29%
of those in investment advisory functions 5
Private Fund GAV* 0
Avg Account Size 289,235 16%
% High Net Worth 40.63% 4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

487M 418M 348M 279M 209M 139M 70M
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

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Stck Ticker293792107 Stock NameENTERPRISE PRODS PARTNERS L $ Position$1,889,425 % Position2.00% $ Change-5.00% # Change-2.00%
Stck Ticker33739H101 Stock NameFIRST TR EXCHANGE TRAD FD VI $ Position$1,873,323 % Position2.00% $ Change9.00% # Change-3.00%

Brochure Summary