9AT: RHS FINANCIAL, LLC

Adviser Profile

As of Date	04/16/2026
Registration	SEC, Approved, 03/23/2018
Other registrations (2)	California, Terminated, 04/29/2018 Texas, Terminated, 03/30/2018
ADV Location	SAN FRANCISCO, CA, United States
Contact Info	415 xxxxxxx
Websites

AUM^*	219,756,972 11%
of that, discretionary	210,292,910 10%
Number of Employees	2 -33%
of those in investment advisory functions	2 -33%
Private Fund GAV^*	0
Avg Account Size	487,266 -61%
% High Net Worth	42.65% 18%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser MARCUM WEALTH, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.0b	#Funds-
Adviser DIVERSIFIED PORTFOLIOS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.9b	#Funds-
Adviser LEVERTY FINANCIAL GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM676.8m	#Funds-
Adviser HOWE AND RUSLING, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.4b	#Funds-
Adviser ASCENT WEALTH PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.5b	#Funds-
Adviser G&S CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM475.6m	#Funds-
Adviser CEDARSTONE ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM198.4m	#Funds-
Adviser SHEELEY & PARTNERS WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM131.3m	#Funds-
Adviser HHM WEALTH ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.5b	#Funds-
Adviser BECK CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM562.4m	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker808524755	Stock NameSCHWAB STRATEGIC TR	$ Position$11,883,172	% Position4.00%	$ Change2579.00%	# Change2529.00%
Stck Ticker808524771	Stock NameSCHWAB STRATEGIC TR	$ Position$8,388,839	% Position3.00%	$ Change1203.00%	# Change1188.00%
Stck Ticker808524102	Stock NameSCHWAB STRATEGIC TR	$ Position$7,510,355	% Position3.00%	$ Change-1.00%	# Change-2.00%
Stck Ticker922908769	Stock NameVANGUARD INDEX FDS	$ Position$8,006,247	% Position3.00%	$ Change143.00%	# Change140.00%
Stck Ticker921943858	Stock NameVANGUARD TAX-MANAGED FDS	$ Position$8,305,725	% Position3.00%	$ Change842.00%	# Change851.00%
Stck Ticker46434V274	Stock NameISHARES TR	$ Position$7,645,349	% Position3.00%	$ Change32.00%	# Change30.00%
Stck Ticker46435G409	Stock NameISHARES TR	$ Position$7,954,044	% Position3.00%	$ Change478.00%	# Change464.00%
Stck Ticker46434V449	Stock NameISHARES TR	$ Position$4,938,904	% Position2.00%	$ Change5.00%	# Change6.00%
Stck Ticker46432F396	Stock NameISHARES TR	$ Position$6,055,774	% Position2.00%	$ Change280.00%	# Change311.00%
Stck Ticker46434G889	Stock NameISHARES INC	$ Position$4,874,119	% Position2.00%	$ Change-2.00%	# Change0.00%

Brochure Summary

Overview

Advisory Firm RHS Financial, LLC has been providing investment advisory services since 2009. Risley Sams is the founder, President and sole owner of the firm. Risley Sams has been in the financial services industry since 2002 working with the same types of clients as he currently serves. Advisory Services  RHS Financial provides asset management and financial planning services under a single agreement. As of December 31, 2023, RHS Financial has $190,443,461 of assets under management on a discretionary basis and $7,663,045 of assets under management on a non-discretionary basis. Services are based on the individual needs of the client. An initial interview and data gathering questionnaire is undertaken to determine the client's financial situation and investment objectives, and to give the client the opportunity to impose reasonable restrictions on the management of the account. Clients have the ability to leave standing instructions with the IA Rep to refrain from investing in particular securities or types of securities or invest in limited amounts of securities. The IA Rep will contact or attempt to contact the client annually on these matters. It is the client's responsibility to notify the IA Rep at any time there are changes. Clients may call in at any time during normal business hours to discuss directly with the IA Rep about the client's account, financial situation, or investment needs. Clients will receive

from the custodian/brokerage firm timely confirmations and at least quarterly statements containing a description of all transactions and all account activity. The client will retain rights of ownership of all securities and funds in the account to the same extent as if the client held the securities and funds outside the program. In addition to custodial statements, RHS Financial sends quarterly reports to the client.  RHS Financial provides Financial Plans and Consultations consistent with the individual client's financial and tax status and risk/reward objectives. Planning may be comprehensive or segmented and focus on investments, taxes, and/or estate plans. This planning or consulting may encompass Investment Planning, Retirement Planning, Estate Planning, Charitable Planning, Education Planning, Corporate and Personal Tax Planning, Cost Segregation Study, Corporate Structure, Real Estate Analysis, Mortgage/Debt Analysis, Insurance Analysis, Lines of Credit Evaluation, or Business and Personal Financial Planning. In general, these financial plans are provided for free as long as the client is part of our asset management program. Additionally, Adviser may provide clients with financial planning and investment consulting services for an hourly fee or a fixed fee. Please see the Fees and Compensation section of this brochure for more details. ADV Part 2A – Firm Brochure Page 5 RHS Financial, LLC

RHS FINANCIAL, LLC

RHS FINANCIAL, LLC

RISLEY H. SAMS

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

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RHS FINANCIAL, LLC RHS FINANCIAL, LLC RISLEY H. SAMS

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

RHS FINANCIAL, LLC

RHS FINANCIAL, LLC

RISLEY H. SAMS