9AT: FOSUN ASSET MANAGEMENT LIMITED

FOSUN ASSET MANAGEMENT LIMITED

other names

FOSUN ASSET MANAGEMENT LIMITED

Adviser Profile

As of Date	03/19/2026
Registration	SEC, Approved, 03/02/2018
ADV Location	HONG KONG, Hong Kong
Contact Info	852 xxxxxxx
Websites

AUM^*	1,494,379,141 91%
of that, discretionary	1,494,379,141 91%
Number of Employees	19 -14%
of those in investment advisory functions	12 -8%
Private Fund GAV^*	0
Avg Account Size	57,476,121 39%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm
- Outside the United States

Client Types

- Pooled investment vehicles
- Insurance companies

Advisory Activities

- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1B 1B 1B 854M 640M 427M 213M

2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

General Description of Advisory Firm Fosun Asset Management Limited (“FAM”, “we”, “our”, or “us”) was incorporated in Hong Kong under the Companies Ordinance of Hong Kong as a limited liability company on July 8, 2013, and is licensed with the Securities and Futures Commission of Hong Kong effective March 3, 2016. FAM is a wholly-owned subsidiary of Fosun Asset Holdings Limited, which in turn is a wholly- owned subsidiary of Fosun International Limited, which is listed on the Stock Exchange of Hong Kong Limited. The holding company and the ultimate holding company of Fosun International Limited are Fosun Holdings Limited and Fosun International Holdings Ltd., respectively. The ultimate controlling shareholder is Mr. Guo Guangchang. Description of Advisory Services We provide discretionary and non-discretionary fixed income and equity investment management services to institutional investors and our affiliated companies in key financial markets. Our investment strategy includes fundamental research

and qualitative model driven management. Our investment decision and advice with respect to each client will be subject to each client’s investment objectives and guidelines, as set forth in its respective investment guidelines, trust agreements, investment management agreements, or other governing documents. FAM serves as discretionary investment adviser for several managed accounts and one private fund which is a Hong Kong open-ended fund company with variable capital and limited liability (“Fund”). The Fund’s principal investment objective is to achieve long term capital growth and/or income through investing in a mixed portfolio of fixed income instruments. We do not participate in wrap fee programs. We manage approximately $783,500,000 of client assets on a discretionary basis as of December 31, 2023 (note this figure unaudited). We have no non-discretionary client assets under management. We provide investment advisory services to one client for which we do not have regulatory assets under management.