Oak Grove Capital, LLC (“Oak Grove” or the “Firm”) is a limited liability company organized under the laws of the Commonwealth of Pennsylvania on March 22, 2010. The Firm’s principal place of business is located 11 Atlantic Avenue, North Hampton, NH 03862. Mr. Mark G. Visnic is the Managing Principal of Oak Grove and is the principal owner of the Firm. Oak Grove currently offers discretionary investment advisory services to various types of clients, including individuals, high net worth individuals, and business entities. Oak Grove may employ different strategies in providing investment advice depending primarily on the type of client, the client’s risk tolerance, and the client’s investment objectives. Oak Grove will tailor each account to individual client needs and construct an individual investment plan within the client’s parameters. The Firm will generally construct an advisory account consisting of individual stocks and bonds, exchange traded funds (“ETFs”), options, mutual funds, and other public and private securities or investments. Oak Grove’s comprehensive portfolio management services encompass asset management as well as providing financial planning/consulting to clients. Oak Grove may offer advice on a variety of investments, including stocks or bonds, exchange traded funds, options, domestic pooled investment vehicles (i.e., mutual funds or closed end funds) and alternative investments, such as hedge funds, private placements, investments in real estate, venture and post venture capital companies, exchange traded funds (“ETF”), options, and private equity investments. An advisory account may not constitute a fully diversified or balanced portfolio that is suitable for all of a client’s assets. The client’s individual investment strategy is tailored to the client’s specific needs and may include some or all of the previously mentioned securities and financial instruments. Each client has the opportunity to place reasonable restrictions on the types of investments

to be held in the portfolio. However, restrictions on investments in certain securities or types of securities may not be possible due to the level of difficulty this would entail in managing the account. Client accounts are reviewed at least quarterly. Oak Grove may review accounts more frequently and periodically rebalance or adjust client accounts. The Firm maintains a close working relationship with its clients in order to respond effectively to major market or economic events, or to changes in a client’s investment risk tolerance and life circumstances. For additional information on review of accounts, please see Item 13. All investment management activities and recommendations are provided directly by Oak Grove. The Firm does not engage third party asset managers to manage client assets. When we provide investment advice to you regarding your retirement plan account or individual retirement account, we are a fiduciary within the meaning of Title I of the Employee Retirement Income Security Act and/or the Internal Revenue Code, as applicable which are laws governing retirement accounts. The way we make money creates some conflicts with your interests, so we operate under a special rule that requires us to act in your best interest and not put our interest ahead of yours. Under this special rule’s provisions, we must:
• Meet a professional standard of care when making investment recommendations (give prudent advice);
• Never put our financial interests ahead of yours when making recommendations (give loyal advice);
• Avoid misleading statements about conflicts of interest, fees, and investments;
• Follow policies and procedures designed to ensure that we give advice that is in your best interest;
• Charge no more than is reasonable for our services; and
• Give you basic information about conflicts of interest. As of December 31, 2023, the Firm managed approximately $340,885,924 in client assets on a discretionary basis. The Firm does not manage client assets on a non-discretionary basis.