| As of Date | 08/14/2026 |
| Registration | SEC, Approved, 10/25/2017 |
| ADV Location | CHARLOTTE, NC, United States |
| Contact Info | 704 xxxxxxx |
| Websites |
| AUM* | 612,923,272 27% |
| of that, discretionary | 612,923,272 27% |
| Number of Employees | 3 |
| of those in investment advisory functions | 2 |
| Private Fund GAV* | 0 |
| Avg Account Size | 838,472 19% |
| % High Net Worth | 59.17% 0% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser ADERO PARTNERS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM4.4b | #Funds- | |
| Adviser EVERGREEN CAPITAL MANAGEMENT LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund395.2m | Real Estate Fund39.6m | Securitized Asset Fund- | Venture Capital Fund- | Other Fund40.0m | Total Private Fund GAV474.8m | AUM7.2b | #Funds11 | |
| Adviser HEYDORN STONE CAPITAL MANAGEMENT LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM142.0m | #Funds- | |
| Adviser LNW | Hedge Fund- | Liquidity Fund- | Private Equity Fund54.2m | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV54.2m | AUM12.2b | #Funds3 | |
| Adviser THE CAPROCK GROUP, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM12.5b | #Funds- | |
| Adviser MOSAIC ADVISORS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM580.5m | #Funds- | |
| Adviser NEVILLE, RODIE & SHAW INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM2.0b | #Funds- | |
| Adviser CAPITAL MANAGEMENT ADVISOR GROUP, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM234.1m | #Funds- | |
| Adviser EPIQ PARTNERS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM290.9m | #Funds- | |
| Adviser BAKER STREET ADVISORS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM20.8b | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker746729300 | Stock NamePUTNAM ETF TRUST | $ Position$48,138,834 | % Position40.00% | $ Change9.00% | # Change-1.00% |
| Stck Ticker41151J406 | Stock NameHARBOR ETF TRUST | $ Position$45,932,379 | % Position39.00% | $ Change21.00% | # Change3.00% |
| Stck Ticker037833100 | Stock NameAPPLE INC | $ Position$8,928,607 | % Position8.00% | $ Change-8.00% | # Change-20.00% |
| Stck Ticker46641Q837 | Stock NameJ P MORGAN EXCHANGE TRADED F | $ Position$2,508,518 | % Position2.00% | $ Change138.00% | # Change138.00% |
| Stck Ticker194162103 | Stock NameCOLGATE PALMOLIVE CO | $ Position$916,800 | % Position1.00% | $ Change8.00% | # Change0.00% |
| Stck Ticker02079K107 | Stock NameALPHABET INC | $ Position$1,043,383 | % Position1.00% | $ Change19.00% | # Change-3.00% |
| Stck Ticker14020V108 | Stock NameCAPITAL GROUP CORE EQUITY ET | $ Position$617,738 | % Position1.00% | $ Change21.00% | # Change5.00% |
| Stck Ticker67066G104 | Stock NameNVIDIA CORPORATION | $ Position$620,079 | % Position1.00% | $ Change15.00% | # Change0.00% |
| Stck Ticker690742101 | Stock NameOWENS CORNING NEW | $ Position$616,924 | % Position1.00% | $ Change37.00% | # Change-7.00% |
| Stck Ticker594918104 | Stock NameMICROSOFT CORP | $ Position$705,008 | % Position1.00% | $ Change-17.00% | # Change-17.00% |