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Adviser Profile

As of Date 02/12/2025
Adviser Type - Large advisory firm
Number of Employees 5
of those in investment advisory functions 4
Registration California, Terminated, 10/29/2017
Other registrations (2)
AUM* 362,311,582 61.86%
of that, discretionary 356,851,776 61.58%
Private Fund GAV* 0
Avg Account Size 309,668 25.20%
% High Net Worth 47.98% 0.72%
SMA’s Yes
Private Funds 0
Contact Info (76 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

221M 189M 158M 126M 95M 63M 32M
2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary