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Adviser Profile

Registration status Terminated
As of Date 02/15/2019
Adviser Type - An investment adviser (or subadviser) to an investment company
Number of Employees 4
of those in investment advisory functions 4
AUM* 22,869,092 32.17%
of that, discretionary 22,869,092 32.17%
Private Fund GAV* 0
Avg Account Size 5,717,273 -33.92%
SMA’s No
Private Funds 0 3

Client Types

- Investment companies
- Pooled investment vehicles

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

23M 20M 16M 13M 10M 7M 3M
2017 2018 2019
Discretionary
Non-discretionary

Private Funds

Employees