9AT: NORTHEAST PLANNING ASSOCIATES, INC.

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser FINANCIAL ENHANCEMENT GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM987.0m	#Funds-
Adviser BLUE RIDGE WEALTH PLANNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM361.7m	#Funds-
Adviser FIVE TALENTS FINANCIAL MANAGEMENT GROUP LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM256.0m	#Funds-
Adviser GRENDA GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM34.7m	#Funds-
Adviser INTEGRITY RIA, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM130.5m	#Funds-
Adviser LIFECOURSE CAPITAL, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM159.3m	#Funds-
Adviser SHIRA RIDGE WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM366.4m	#Funds-
Adviser V2 FINANCIAL GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM350.5m	#Funds-
Adviser MARTIN WEALTH SOLUTIONS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM377.1m	#Funds-
Adviser SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM356.1m	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker46428Q109	Stock NameISHARES SILVER TR	$ Position$21,241,172	% Position16.00%	$ Change-31.00%	# Change-3.00%
Stck Ticker92647N535	Stock NameVICTORY PORTFOLIOS II	$ Position$12,221,934	% Position9.00%	$ Change-9.00%	# Change-1.00%
Stck Ticker92647N527	Stock NameVICTORY PORTFOLIOS II	$ Position$11,119,631	% Position8.00%	$ Change-45.00%	# Change-39.00%
Stck Ticker46641Q837	Stock NameJ P MORGAN EXCHANGE TRADED F	$ Position$10,493,714	% Position8.00%	$ Change-9.00%	# Change0.00%
Stck Ticker92189F106	Stock NameVANECK ETF TRUST	$ Position$7,480,352	% Position6.00%	$ Change-26.00%	# Change-2.00%
Stck Ticker61774R767	Stock NameMORGAN STANLEY ETF TRUST	$ Position$3,941,410	% Position3.00%	$ Change-53.00%	# Change-50.00%
Stck Ticker92647X830	Stock NameVICTORY PORTFOLIOS II	$ Position$3,850,562	% Position3.00%	$ Change17.00%	# Change7.00%
Stck Ticker092528603	Stock NameBLACKROCK ETF TRUST II	$ Position$3,370,595	% Position3.00%	$ Change	# Change
Stck Ticker233051200	Stock NameDBX ETF TR	$ Position$3,693,098	% Position3.00%	$ Change2.00%	# Change-1.00%
Stck Ticker33741X102	Stock NameFIRST TR EXCHANGE TRADED FD	$ Position$2,757,206	% Position2.00%	$ Change9.00%	# Change7.00%

Brochure Summary

Overview

A. Firm Information Northeast Planning Associates, Inc. (“NPA”) is a registered investment advisor with the U.S. Securities and Exchange Commission (“SEC”). NPA is organized as a Corporation under the laws of the State of New Hampshire. NPA was founded in 1984 as an insurance agency and became a registered investment advisor in October 2004. NPA is owned by Edward C. Hiers (Founder and CEO) and Benjamin Hiers (President and Chief Operating Officer). This Financial Planning Disclosure Brochure provides information regarding the qualifications, business practices, and the financial planning services provided by NPA. For information regarding this Disclosure Brochure, please contact Michael J. Hartman, Chief Compliance Officer, at (603) 471-0900 or by email at [email protected]. B. Advisory Services Offered NPA offers investment advisory services to individuals, high net worth individuals, trusts, estates, retirement plans, charitable organizations, and businesses (each referred to as a “Client”). The term Investment Advisor Representative (“IAR”) is used throughout this Disclosure Brochure for Supervised Persons that provide investment advice on behalf of NPA. NPA serves as a fiduciary to Clients, as defined under the applicable laws and regulations. As a fiduciary, NPA upholds a duty of loyalty, fairness and good faith towards each Client and seeks to mitigate potential conflicts of interest. NPA’s fiduciary commitment is further described in NPA’s Code of Ethics. For more information regarding the Code of Ethics, please see Item 11 – Code of Ethics, Participation or Interest in Client Transactions and Personal Trading. NPA provides financial planning and investment advisory services to its Clients. This Financial Planning Disclosure Brochure is provided to describe NPA’s financial planning services only. If the Client also engages NPA for investment management services, the Client shall be provided the NPA Combined Disclosure Brochure. If you have any questions relating to the content of this Financial Planning Disclosure Brochure, please contact NPA’s Chief Compliance Officer at (603) 471-0900 or by email at [email protected]. Financial Planning Services NPA offers broad-based, modular, and consultative financial planning services, which are tailored to the needs of each Client. Financial planning will typically involve providing a variety of advisory services to Clients regarding the management of their financial resources, which is based upon an analysis of the Client’s individual needs and circumstances. NPA starts each planning engagement with a meeting to gather information about the Client’s financial circumstances and objectives. The Client’s objectives may include long-term objectives (both financial and non-financial) and shorter-term, targeted objectives. Once IARs review and analyze the information you provide to NPA, the IAR will deliver a written plan to you, designed to help you achieve your stated financial goals and objectives. Financial plans are based on the Client’s financial situation at the time the plan is presented, and on the financial information provided by the Client. For certain fixed fee, hourly fee or retainer engagements, the IAR may not provide a written summary. The Client is responsible to promptly notify NPA or the IAR if there are any changes to the Client’s financial situation, goals, objectives, or servicing needs. You are under no obligation to act on NPA’s financial planning recommendations. One time financial plans are typically completed

within six months of contract date, assuming all information and documents requested are provided promptly. Financial planning and consulting recommendations pose a potential conflict between the interests of NPA and the interests of the Client. For example, NPA has an incentive to recommend that Clients engage NPA or LPL Financial for investment management services or to increase the level of investment assets with NPA, as it would increase the amount of advisory fees paid to NPA. Clients are not obligated to implement any recommendations made by NPA or maintain an ongoing relationship with NPA. If the Client elects to act on any of the recommendations made the NPA, the Client is under no obligation to implement the transaction through NPA or one of its IARs. http://northeastplanning.com Page 5 NPA’s financial planning fee will be a fixed fee, hourly fee, or an annual retainer, depending on the scope of the services provided. Please see Item 5 below. Retirement Plan Advisory Services NPA provides retirement plan advisory services to the sponsor (the “Plan Sponsor”) and/or its participants (“Plan Participants”) of various retirement plans (the “Plan”). Retirement plan advisory services may be offered on a non-discretionary/consulting basis (under ERISA 3(21)), pursuant to the terms of the retirement plan advisory agreement. Each engagement is customized to the needs of the Plan and Plan Sponsor or Plan Participants. In addition, NPA provides education services to the Plan Participants. These services are provided by NPA serving in the capacity as a fiduciary under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”). In accordance with ERISA Section 408(b)(2), the Plan Sponsor is provided with a written description of NPA’s fiduciary status, the specific services to be rendered and all direct and indirect compensation NPA reasonably expects under the engagement. Wealth Management Software Clients may be offered access to a subscription-based wealth management software that provides the Client with various financial management services, such as tracking of financial data, maintaining personal financial documents, and the aggregation of accounts and reporting across multiple financial institutions. Clients are not obligated to utilize the wealth management software offered by NPA. For Clients or prospective clients engaging NPA for investment management services, please seek a copy of the full NPA Disclosure Brochure, which includes the full description of these services. C. Client Account Management Prior to engaging NPA to provide financial planning services, each Client is required to enter into one or more financial planning agreement[s] with NPA that define the scope of services, terms, conditions, authority and the responsibilities of both NPA and the Client. D. Wrap Fee Programs Not applicable for financial planning services. If the Client has engaged NPA for investment management services, the Client may be offered an investment advisory fee in a wrap fee structure, where NPA includes the securities transaction fees, custody fees and administrative fees (“Covered Costs”) together with investment advisory fees to provide the Client with a single, bundled fee. The Client will be provided the Combined Disclosure Brochure, which also includes the Wrap Fee Program Brochure. E. Assets Under Management As of December 31, 2023 NPA manages $301,435,475 in Client assets, all of which are managed on a discretionary basis. Clients may request more current information at any time by contacting NPA.

As of Date	05/08/2026
Registration	SEC, Approved, 04/28/2017
Other registrations (11)	Vermont, Terminated, 07/18/2017 New Hampshire, Terminated, 07/17/2017 Maine, Terminated, 06/07/2017 Massachusetts, Terminated, 05/04/2017 Texas, Terminated, 05/04/2017 Arizona, Terminated, 11/21/2016 New Jersey, Terminated, 11/21/2016 Connecticut, Terminated, 09/15/2015 Ohio, Terminated, 12/02/2014 California, Terminated, 11/24/2007 Missouri, Terminated, 10/25/2007
ADV Location	BEDFORD, NH, United States
Contact Info	(60 xxxxxxx
Websites

AUM^*	413,996,638 37%
of that, discretionary	413,996,638 37%
Number of Employees	129 6%
of those in investment advisory functions	69 3%
Private Fund GAV^*	0
Avg Account Size	274,352 20%
% High Net Worth	7.61% 191%
SMA’s	Yes
Private Funds	0

NORTHEAST PLANNING ASSOCIATES, INC.

NORTHEAST PLANNING ASSOCIATES, INC.

EVERGREEN STRATEGIC PARTNERS

TAMAGNI WEALTH ADVISORS

OLIVE TREE WEALTH

NPA WEALTH MANAGEMENT

NEWBURYPORT PLANNING

MAINE WEALTH PLANNING

HERITAGE WEALTH PLANNING

ACADIA WEALTH PLANNING

PROVISION WEALTH PLANNING

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

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Brochure Summary

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NORTHEAST PLANNING ASSOCIATES, INC. NORTHEAST PLANNING ASSOCIATES, INC. EVERGREEN STRATEGIC PARTNERS TAMAGNI WEALTH ADVISORS OLIVE TREE WEALTH NPA WEALTH MANAGEMENT NEWBURYPORT PLANNING MAINE WEALTH PLANNING HERITAGE WEALTH PLANNING ACADIA WEALTH PLANNING PROVISION WEALTH PLANNING

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

NORTHEAST PLANNING ASSOCIATES, INC.

NORTHEAST PLANNING ASSOCIATES, INC.

EVERGREEN STRATEGIC PARTNERS

TAMAGNI WEALTH ADVISORS

OLIVE TREE WEALTH

NPA WEALTH MANAGEMENT

NEWBURYPORT PLANNING

MAINE WEALTH PLANNING

HERITAGE WEALTH PLANNING

ACADIA WEALTH PLANNING

PROVISION WEALTH PLANNING