9AT: 325 FILLMORE LLC

other names

325 FILLMORE LLC

Adviser Profile

As of Date	03/25/2026
ADV Location	DENVER, CO, United States
Adviser Type - Large advisory firm
Number of Employees	2 -67%
of those in investment advisory functions	1 -75%
Registration	SEC, Approved, 04/05/2017

AUM^*	103,751,644 -90%
of that, discretionary	103,751,644 -90%
Private Fund GAV^*	714,489,443 0%
Avg Account Size	103,751,644 -60%
SMA’s	No
Private Funds	4
Contact Info	303 xxxxxxx

Client Types

- Pooled investment vehicles

Advisory Activities

Compensation Arrangments

- A percentage of assets under your management

Fund Type	Count	GAV
Fund TypeSecuritized Asset Fund	Count4	GAV$714,489,443

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser PINEBRIDGE INVESTMENTS LLC	Hedge Fund4.9b	Liquidity Fund-	Private Equity Fund237.6m	Real Estate Fund-	Securitized Asset Fund4.3b	Venture Capital Fund-	Other Fund2.6b	Total Private Fund GAV12.0b	AUM76.7b	#Funds74
Adviser SEIX CLO MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund335.6m	Venture Capital Fund-	Other Fund-	Total Private Fund GAV335.6m	AUM335.6m	#Funds2
Adviser OFS CLO MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund743.9m	Venture Capital Fund-	Other Fund-	Total Private Fund GAV743.9m	AUM743.9m	#Funds4
Adviser PPM LOAN MANAGEMENT COMPANY 2, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund2.7b	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.7b	AUM2.7b	#Funds8
Adviser SIERRA CREST INVESTMENT MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund87.8m	Venture Capital Fund-	Other Fund-	Total Private Fund GAV87.8m	AUM781.1m	#Funds1
Adviser FS STRUCTURED PRODUCTS ADVISOR, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund2.2b	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.2b	AUM2.2b	#Funds6
Adviser NEW MOUNTAIN CREDIT CLO ADVISERS, L.L.C.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund3.4b	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.4b	AUM3.4b	#Funds8
Adviser AB BROADLY SYNDICATED LOAN MANAGER LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund2.4b	Venture Capital Fund395.6m	Other Fund-	Total Private Fund GAV3.1b	AUM2.6b	#Funds6
Adviser COMMONWEALTH CREDIT ADVISORS, LLC	Hedge Fund911.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV911.3m	AUM1.7b	#Funds1
Adviser BRIGHTSPIRE CAPITAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.2b	#Funds-

Brochure Summary

Overview

325 Fillmore is a Delaware limited liability company, founded in 2017. 325 Fillmore was formed in January 2017 to meet the requirement of the “risk retention” rules promulgated under the Dodd- Frank Wall Street Reform and Consumer Protection Act, Pub.L. 111-203, H.R. 4137, (“Dodd-Frank Act”). The European Union has issued regulations regarding risk retention in securitized assets (“EU Risk Retention Rules”). 325 Fillmore will act as collateral Manager and “risk retention holder” for CLOs it intends to structure and manage in such manner as to comply with the Dodd-Frank Act risk retention rules and the EU Risk Retention Rules noted above. 325 Fillmore is wholly owned by RR 325, LP, a Delaware limited partnership. GP RR 325, LLC, a Delaware limited liability corporation serves as the general partner for RR 325, LP. ArrowMark Colorado Holdings LLC

(“ArrowMark”) and THB Iron Rose, LLC are co-owners of RR 325, LP. ArrowMark is an employee-owned registered investment adviser. 325 Fillmore will act as collateral manager for CLOs and will not have any other client types. 325 Fillmore will accept any investment restrictions requested by or required by a CLO and will provide discretionary investment management services to CLOs. 325 Fillmore will provide discretionary “investment supervisory services” to CLOs, which are privately placed offshore funds (having Delaware domiciled co-issuers) investing in loan and debt instruments. Each CLO will have its own investment requirements, guidelines and investment restrictions, as provided in the program documents for each CLO. 325 Fillmore currently has a total of $1,028,545,748 of assets under management as of December 2023.

325 FILLMORE LLC

Adviser Profile

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

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Brochure Summary

Overview