| As of Date | 08/04/2026 |
| Registration | SEC, Approved, 01/03/2017 |
| ADV Location | WAVERLY, IA, United States |
| Contact Info | 319 xxxxxxx |
| Websites |
| AUM* | 1,147,752,700 21% |
| of that, discretionary | 1,071,495,911 13% |
| Number of Employees | 19 -5% |
| of those in investment advisory functions | 10 |
| Private Fund GAV* | 0 |
| Avg Account Size | 407,149 -8% |
| % High Net Worth | 11.92% 30% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser ELLIOTT COVE CAPITAL MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM348.2m | #Funds- | |
| Adviser ADVISORY ALPHA, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM4.4b | #Funds- | |
| Adviser TRUADVICE LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM938.9m | #Funds- | |
| Adviser HOWARD CAPITAL MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM8.0b | #Funds- | |
| Adviser BUSEY CAPITAL MANAGEMENT, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM493.8m | #Funds- | |
| Adviser CARBON COLLECTIVE INVESTING, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM348.4m | #Funds- | |
| Adviser FIRST EAGLE SEPARATE ACCOUNT MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM907.6m | #Funds- | |
| Adviser LEE FINANCIAL GROUP HAWAII, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM226.3m | #Funds- | |
| Adviser MORNINGSTAR INVESTMENT MANAGEMENT LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM87.8b | #Funds- | |
| Adviser ALGORITHMIC INVESTMENT MODELS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM90.9m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker46434V621 | Stock NameISHARES TR | $ Position$22,039,715 | % Position5.00% | $ Change12.00% | # Change13.00% |
| Stck Ticker47103U886 | Stock NameJANUS DETROIT STR TR | $ Position$16,672,140 | % Position4.00% | $ Change-1.00% | # Change0.00% |
| Stck Ticker808524300 | Stock NameSCHWAB STRATEGIC TR | $ Position$16,953,411 | % Position4.00% | $ Change18.00% | # Change11.00% |
| Stck Ticker922908744 | Stock NameVANGUARD INDEX FDS | $ Position$11,469,064 | % Position2.00% | $ Change7.00% | # Change8.00% |
| Stck Ticker922908769 | Stock NameVANGUARD INDEX FDS | $ Position$11,384,714 | % Position2.00% | $ Change5.00% | # Change4.00% |
| Stck Ticker922908512 | Stock NameVANGUARD INDEX FDS | $ Position$8,182,638 | % Position2.00% | $ Change5.00% | # Change6.00% |
| Stck Ticker67066G104 | Stock NameNVIDIA CORPORATION | $ Position$7,617,890 | % Position2.00% | $ Change15.00% | # Change1.00% |
| Stck Ticker46090E103 | Stock NameINVESCO QQQ TR | $ Position$8,386,489 | % Position2.00% | $ Change11.00% | # Change11.00% |
| Stck Ticker33738R506 | Stock NameFIRST TR EXCHANGE TRADED FD | $ Position$10,779,576 | % Position2.00% | $ Change5.00% | # Change9.00% |
| Stck Ticker33733E690 | Stock NameFIRST TR EXCHANGE-TRADED FD | $ Position$8,752,259 | % Position2.00% | $ Change31.00% | # Change31.00% |