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Adviser Profile

As of Date 03/10/2025
Adviser Type - Large advisory firm
Number of Employees 10
of those in investment advisory functions 10 11.11%
Registration SEC, Approved, 12/16/2016

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

303M 260M 216M 173M 130M 87M 43M
2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464288687 Stock NameISHARES TR PFD AND INCM SEC $ Position$12,949,865 % Position8.00% $ Change-3.00% # Change1.00%
Stck Ticker922908769 Stock NameVANGUARD TOTAL STOCK MARKET ETF $ Position$9,256,345 % Position5.00% $ Change-3.00% # Change7.00%
Stck Ticker532457108 Stock NameELI LILLY & COMPANY $ Position$4,285,481 % Position3.00% $ Change8.00% # Change2.00%
Stck Ticker023135106 Stock NameAMAZON COM INCORPORATED $ Position$3,829,744 % Position2.00% $ Change-22.00% # Change-4.00%
Stck Ticker02209S103 Stock NameALTRIA GROUP INCORPORATED $ Position$3,767,225 % Position2.00% $ Change15.00% # Change0.00%
Stck Ticker808524797 Stock NameSCHWAB US DIVIDEND EQUITY ETF $ Position$3,554,148 % Position2.00% $ Change11.00% # Change11.00%
Stck Ticker437076102 Stock NameHOME DEPOT INCORPORATED $ Position$3,175,446 % Position2.00% $ Change-13.00% # Change-2.00%
Stck Ticker14174T107 Stock NameCARETRUST REIT INCORPORATED REIT $ Position$3,058,359 % Position2.00% $ Change14.00% # Change7.00%
Stck Ticker037833100 Stock NameAPPLE INCORPORATED $ Position$3,053,629 % Position2.00% $ Change-5.00% # Change-5.00%
Stck Ticker92936U109 Stock NameWP CAREY INCORPORATED REIT $ Position$2,926,099 % Position2.00% $ Change10.00% # Change-4.00%

Brochure Summary