9AT: ONE68 GLOBAL CAPITAL, LLC

other names

Adviser Profile

As of Date	03/26/2025
Adviser Type - Large advisory firm
Number of Employees	5 150.00%
of those in investment advisory functions	5 150.00%
Registration	SEC, Approved, 12/12/2016

AUM^*	500,000,000 216.46%
of that, discretionary	500,000,000 216.46%
Private Fund GAV^*	500,000,000 -10.39%
Avg Account Size	500,000,000 1482.28%
SMA’s	Yes
Private Funds	1
Contact Info	212 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count1	GAV$500,000,000

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SANTIAGO CAPITAL, LLC	Hedge Fund2.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.2m	AUM181.8m	#Funds3
Adviser GLAXIS CAPITAL MANAGEMENT, LLC	Hedge Fund131.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV131.6m	AUM162.1m	#Funds1
Adviser 325 CAPITAL	Hedge Fund55.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV55.3m	AUM270.5m	#Funds3
Adviser X CUBED CAPITAL MANAGEMENT LLC	Hedge Fund140.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV140.7m	AUM170.4m	#Funds2
Adviser ORBIS INVESTMENT MANAGEMENT (U.S.), L.P.	Hedge Fund124.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV124.6m	AUM124.6m	#Funds1
Adviser COINBASE ASSET MANAGEMENT, LLC	Hedge Fund169.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV169.1m	AUM87.9m	#Funds3
Adviser SYNTAX RESEARCH, INC.	Hedge Fund60.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV60.9m	AUM196.6m	#Funds1
Adviser P.A.W. CAPITAL PARTNERS, LP	Hedge Fund93.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV93.6m	AUM168.2m	#Funds1
Adviser CROWN MANAGEMENT ADVISORS, LLC	Hedge Fund137.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV137.2m	AUM137.2m	#Funds2
Adviser MITCHELL PORTFOLIO MANAGEMENT, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM163.0m	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker46116X101	Stock NameINTRA-CELLULAR THERAPIES INC	$ Position$26,031,642	% Position13.00%	$ Change	# Change
Stck Ticker487836108	Stock NameKELLANOVA	$ Position$24,555,788	% Position12.00%	$ Change-10.00%	# Change-11.00%
Stck Ticker42809H107	Stock NameHESS CORP	$ Position$17,592,023	% Position9.00%	$ Change65.00%	# Change37.00%
Stck Ticker896818101	Stock NameTRIUMPH GROUP INC NEW	$ Position$16,158,761	% Position8.00%	$ Change	# Change
Stck Ticker35909D109	Stock NameFRONTIER COMMUNICATIONS PARE	$ Position$13,508,677	% Position7.00%	$ Change255.00%	# Change243.00%
Stck Ticker69526K105	Stock NamePACTIV EVERGREEN INC	$ Position$13,719,226	% Position7.00%	$ Change260.00%	# Change249.00%
Stck Ticker404030108	Stock NameH & E EQUIPMENT SERVICES INC	$ Position$9,711,709	% Position5.00%	$ Change	# Change
Stck Ticker931427108	Stock NameWALGREENS BOOTS ALLIANCE INC	$ Position$8,402,297	% Position4.00%	$ Change	# Change
Stck Ticker48203R104	Stock NameJUNIPER NETWORKS INC	$ Position$5,800,316	% Position3.00%	$ Change-69.00%	# Change-68.00%
Stck Ticker47580P103	Stock NameJELD-WEN HLDG INC	$ Position$4,177,322	% Position2.00%	$ Change11.00%	# Change53.00%

Brochure Summary

Overview

One68 (“we,” “us” or “our”) is a Delaware limited liability company that began providing investment advisory services in November 2016. One68’s sole member is One68 Capital, LP, which is principally owned by David Nguyen and Nancy Oh. The Adviser provides investment advisory services to its client, a private pooled investment vehicle (the “Client,” and to the extent the Adviser has more than one Client, the “Clients”). The Adviser generally has broad and flexible investment authority with respect to the Client’s investment portfolios. We provide investment advisory services to the Client based on the Client’s specific investment objective and strategy. The Adviser does not tailor its advisory services to the individual needs of investors in the Client. We tailor our advisory services to the specified investment mandates of our Clients, consistent with the Client’s governing documents, which may include, among other things, a private placement memorandum, limited partnership

agreement, management or investment advisory agreement, and/or subscription agreement (individually and collectively, the “Governing Documents”). Any client or prospective client should closely review the applicable Governing Documents with respect to, among other things, the terms, conditions and risks of investing. We generally invest on behalf of our Clients employing an opportunistic, global equity event driven, trading oriented strategy that seeks to identify and exploit mispriced securities to unlock value using time-bound anticipated catalysts. Under certain circumstances, we will contract with a Client to adhere to limited risk and/or operating guidelines imposed by the Client. We negotiate such arrangements on a case-by-case basis. (See Item 16 “Investment Discretion” below.) As of December 31, 2023, we manage approximately $500,000,000 in regulatory assets under management on a discretionary basis. We do not manage any assets on a non-discretionary basis.

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ONE68 GLOBAL CAPITAL, LLC

Adviser Profile

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