Overview
4.A. Advisory Firm Description
Arjuna Capital was formed in 2013 as a part of Baldwin Brothers, LLC, and became
independent in 2016. Arjuna Capital is owned by Frank Farnum Brown, Jr. and Natasha
Lamb. Arjuna Capital’s mission is to provide state-of-the-art investment solutions that
meet or exceed clients’ financial needs, and lead to a more just and healthy planet.
4.B. Types of Advisory Services
Arjuna Capital provides investment advisory and financial planning services to individuals,
high net worth individuals, charitable organizations, business entities and pooled
investment vehicles. Arjuna Capital provides investment advisory services to clients on a
discretionary basis. Investment in private pooled investment vehicles (the “Private
Funds”) is generally limited to persons who are “accredited investors” under the
Securities Act of 1933, as amended, and, in the case of some of the funds, “qualified
purchasers” under the Investment Company Act of 1940, as amended (“Investment
Company Act”). Private Funds are not made available to the general public and are not
registered investment companies.
Arjuna Capital seeks to build sustainable wealth for its clients working with partners and
using proprietary sustainable investment strategies which focus on climate solutions,
economic opportunity, and healthy communities. Arjuna Capital offers advice on private
equity securities, and publicly-traded securities, including exchange-listed securities,
securities traded over-the-counter, and securities of foreign issuers. Arjuna Capital also
provides advice on investing in alternative investments, corporate debt securities,
commercial paper, municipal securities, mutual funds, United States government
securities, option contracts on securities, and futures contracts on intangibles.
Arjuna Capital’s financial planning services focus on a client’s particular financial
objectives and circumstances and may address cash flow needs, retirement or other long-
term plans. Arjuna Capital will develop a financial plan which may be updated from time
to time as the clients’ needs and circumstances change.
4.C. Client Investment Objectives/Restrictions
Arjuna Capital shapes each client's portfolio to suit their needs and values and to respond
to global investment opportunities and risks. Clients may impose restrictions on investing
in certain securities or types of securities. Any limitations and restrictions requested by
clients for their accounts must be presented to Arjuna Capital in writing.
4.D. Wrap-Fee Programs
Arjuna Capital does not participate in a wrap fee program.
4.E. Assets under Management
As of December 31, 2023 Arjuna Capital’s assets under management were $458,055,999
managed on a discretionary basis.