other names

Adviser Profile

Registration status Terminated
As of Date 03/30/2019
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 22 -12.00%
of those in investment advisory functions 22 -12.00%
AUM* 301,304,439 -48.67%
of that, discretionary 301,304,439 -48.67%
Private Fund GAV* 0
Avg Account Size 301,304,439 2.66%
SMA’s No
Private Funds 0

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

587M 503M 419M 335M 252M 168M 84M
2016 2017 2018 2019
Discretionary
Non-discretionary

Private Funds

No private funds

Employees