9AT: FINANCE OF AMERICA CAPITAL MANAGEMENT LLC

Adviser Profile

As of Date	04/24/2024
Registration status	Terminated
ADV Location	ST. PAUL, MN, United States
Contact Info	(65 xxxxxxx

AUM^*	500,000 -100%
of that, discretionary	500,000 71%
Number of Employees	1 -50%
of those in investment advisory functions	-100%
Private Fund GAV^*	0
Avg Account Size	500,000 -100%
SMA’s	No
Private Funds	0 1

Adviser Type

- No longer eligible

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser BEAR MOUNTAIN CAPITAL INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund13.5m	Total Private Fund GAV13.5m	AUM375.0m	#Funds1
Adviser ARCO GLOBAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund260.4m	Total Private Fund GAV260.4m	AUM260.4m	#Funds1
Adviser HUNTER LEWIS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund2.3m	Total Private Fund GAV2.3m	AUM394.6m	#Funds1
Adviser AON ADVANTAGE FUNDS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM148.7m	#Funds-
Adviser LEDGER ILS MANAGERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM32.1m	#Funds-
Adviser ILLUMEN CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund294.9m	Total Private Fund GAV294.9m	AUM294.9m	#Funds6
Adviser RIDGEPOST CAPITAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund288.4m	Total Private Fund GAV288.4m	AUM288.4m	#Funds3
Adviser ARIS MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.1b	#Funds1
Adviser WEIK CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund51.4m	Total Private Fund GAV51.4m	AUM334.7m	#Funds2
Adviser PAPAMARKOU WELLNER PERKIN ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund14.2m	Total Private Fund GAV14.2m	AUM357.5m	#Funds1

Brochure Summary

Overview

A. Description of FOACM and Principal Owners FOACM, a Delaware limited liability company and a privately held investment adviser was founded in 2016. FOACM is majority owned, through one or more intermediate entities, by FOAEC, and minority owned, through one or more intermediate entities, by Finance of America Companies Inc. (“FOA”), BTO Urban Holdings LLC (“BTO Urban Holdings”) and the Libman Family Holdings, LLC (“Libman Family Holdings”). FOA maintains its interests in FOACM through Replay Acquisition LLC, Blackstone Tactical Opportunities Funds (Urban Feeder)-NQ L.L.C., and FOAEC. BTO Urban Holdings and Libman Family Holdings maintain their interests in FOACM primarily through FOAEC and FOAF. FOACM remains directly, wholly owned by Incenter LLC. Libman Family Holdings is held equally by Libman-Alpha Holdings, LLC, Libman–Eta Holdings LLC and Libman-Kappa Holdings LLC. Interests in BTO Urban Holdings are held by a series of limited partnership funds for which Blackstone Tactical Opportunities Associates – NQ L.L.C. serves as General Partner and Blackstone Tactical Opportunities Advisors L.L.C. serves as investment advisor. Information regarding Blackstone Tactical Opportunities Advisors L.L.C. is available in its Form ADV filed with the Commission. B. Description of Advisory

Services FOACM provides investment advisory and asset management services to mortgage securitizations trusts and private funds that invest in mortgage related assets and hedging instruments (“Clients”). The services are provided in accordance with applicable investment guidelines and restrictions, including applicable restrictions on investing in certain assets or other financial instruments that are developed in consultation with the Clients, or in accordance with the mandate selected by the Clients. C. Tailoring Advisory Services to Individual Needs Each investment vehicle or asset managed or otherwise advised by FOACM is managed in accordance with its investment guidelines and restrictions and is tailored to the specifics of each Client (i.e., the securitization trust and private fund) as further described in each Client’s offering memorandum (if applicable), limited partnership agreement and related addenda (if applicable) and subscription documents. D. Wrap Fee Programs FOACM does not participate in wrap fee programs. E. Assets Under Management FOACM manages the assets of the Clients and has the following assets under management: Discretionary Amounts Non-Discretionary Amounts Date Calculated 292,494.75 268,511,000 December 31, 2022

FINANCE OF AMERICA CAPITAL MANAGEMENT LLC

FINANCE OF AMERICA CAPITAL MANAGEMENT LLC

INCENTER CAPITAL MANAGEMENT LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

Need help?

Send a question to 9AT support.

FINANCE OF AMERICA CAPITAL MANAGEMENT LLC FINANCE OF AMERICA CAPITAL MANAGEMENT LLC INCENTER CAPITAL MANAGEMENT LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

FINANCE OF AMERICA CAPITAL MANAGEMENT LLC

FINANCE OF AMERICA CAPITAL MANAGEMENT LLC

INCENTER CAPITAL MANAGEMENT LLC