| As of Date | 04/07/2026 |
| Registration | SEC, Approved, 12/28/2015 |
| ADV Location | NAPLES, FL, United States |
| Contact Info | 844 xxxxxxx |
| Websites |
| AUM* | 1,953,342,211 47% |
| of that, discretionary | 1,944,914,319 46% |
| Number of Employees | 24 26% |
| of those in investment advisory functions | 12 |
| Private Fund GAV* | 0 |
| Avg Account Size | 885,067 48% |
| % High Net Worth | 23.30% 29% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- A percentage of assets under your management
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser PARK CAPITAL MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM868.0m | #Funds- | |
| Adviser TD PRIVATE CLIENT WEALTH LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM8.6b | #Funds- | |
| Adviser REGENCY INVESTMENT ADVISORS INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.1b | #Funds- | |
| Adviser CLAY NORTHAM WEALTH MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM354.9m | #Funds- | |
| Adviser COMPASS FINANCIAL ADVISORS LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM282.5m | #Funds- | |
| Adviser AVANTRA FAMILY WEALTH, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM221.6m | #Funds- | |
| Adviser PRIVATE WEALTH MANAGEMENT OF NORTH CAROLINA LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM162.8m | #Funds- | |
| Adviser COMPREHENSIVE WEALTH MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM338.4m | #Funds- | |
| Adviser EAST END FINANCIAL GROUP, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM689.2m | #Funds- | |
| Adviser INDEPENDENT ADVISOR ALLIANCE, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM17.2b | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker78468R663 | Stock NameSPDR SERIES TRUST | $ Position$431,190,943 | % Position19.00% | $ Change-40.00% | # Change-40.00% |
| Stck Ticker78464A854 | Stock NameSPDR SERIES TRUST | $ Position$129,841,382 | % Position6.00% | $ Change33189.00% | # Change28893.00% |
| Stck Ticker41151J505 | Stock NameHARBOR ETF TRUST | $ Position$128,503,420 | % Position6.00% | $ Change24.00% | # Change31.00% |
| Stck Ticker35473P744 | Stock NameFRANKLIN TEMPLETON ETF TR | $ Position$118,809,729 | % Position5.00% | $ Change | # Change |
| Stck Ticker37960A438 | Stock NameGLOBAL X FDS | $ Position$100,964,617 | % Position5.00% | $ Change-8.00% | # Change-8.00% |
| Stck Ticker464287200 | Stock NameISHARES TR | $ Position$119,587,249 | % Position5.00% | $ Change19.00% | # Change4.00% |
| Stck Ticker46436E718 | Stock NameISHARES TR | $ Position$94,150,007 | % Position4.00% | $ Change-8.00% | # Change-8.00% |
| Stck Ticker46090E103 | Stock NameINVESCO QQQ TR | $ Position$88,141,925 | % Position4.00% | $ Change1753.00% | # Change1324.00% |
| Stck Ticker464287440 | Stock NameISHARES TR | $ Position$79,752,962 | % Position4.00% | $ Change-7.00% | # Change-6.00% |
| Stck Ticker381430529 | Stock NameGOLDMAN SACHS ETF TR | $ Position$58,412,611 | % Position3.00% | $ Change-35.00% | # Change-35.00% |