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Adviser Profile

AUM* 1,953,342,211 47%
of that, discretionary 1,944,914,319 46%
Number of Employees 24 26%
of those in investment advisory functions 12
Private Fund GAV* 0
Avg Account Size 885,067 48%
% High Net Worth 23.30% 29%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

2B 2B 1B 1B 834M 556M 278M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78468R663 Stock NameSPDR SERIES TRUST $ Position$431,190,943 % Position19.00% $ Change-40.00% # Change-40.00%
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$129,841,382 % Position6.00% $ Change33189.00% # Change28893.00%
Stck Ticker41151J505 Stock NameHARBOR ETF TRUST $ Position$128,503,420 % Position6.00% $ Change24.00% # Change31.00%
Stck Ticker35473P744 Stock NameFRANKLIN TEMPLETON ETF TR $ Position$118,809,729 % Position5.00% $ Change # Change
Stck Ticker37960A438 Stock NameGLOBAL X FDS $ Position$100,964,617 % Position5.00% $ Change-8.00% # Change-8.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$119,587,249 % Position5.00% $ Change19.00% # Change4.00%
Stck Ticker46436E718 Stock NameISHARES TR $ Position$94,150,007 % Position4.00% $ Change-8.00% # Change-8.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$88,141,925 % Position4.00% $ Change1753.00% # Change1324.00%
Stck Ticker464287440 Stock NameISHARES TR $ Position$79,752,962 % Position4.00% $ Change-7.00% # Change-6.00%
Stck Ticker381430529 Stock NameGOLDMAN SACHS ETF TR $ Position$58,412,611 % Position3.00% $ Change-35.00% # Change-35.00%

Brochure Summary