9AT: ROUBAIX CAPITAL, LLC

other names

ROUBAIX CAPITAL, LLC

Adviser Profile

As of Date	03/26/2026
ADV Location	DENVER, CO, United States
Adviser Type - Large advisory firm
Number of Employees	7 40%
of those in investment advisory functions	3
Registration	SEC, Approved, 07/08/2015

AUM^*	298,904,244 12%
of that, discretionary	298,904,244 12%
Private Fund GAV^*	150,742,962 1%
Avg Account Size	74,726,061 12%
SMA’s	No
Private Funds	2
Contact Info	303 xxxxxxx
Websites

Client Types

- Pooled investment vehicles
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count2	GAV$150,742,962

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CHESAPEAKE CAPITAL CORPORATION	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM171.9m	#Funds-
Adviser MUTIMA CAPITAL MANAGEMENT LLC	Hedge Fund4.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV4.1m	AUM337.4m	#Funds1
Adviser STAINES FINANCIAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund168.7m	Total Private Fund GAV168.7m	AUM168.7m	#Funds2
Adviser EXOME ASSET MANAGEMENT LLC	Hedge Fund292.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV292.6m	AUM548.6m	#Funds4
Adviser ZEST	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM90.6m	#Funds1
Adviser HIGHLAND PEAK CAPITAL, LLC	Hedge Fund99.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV99.0m	AUM333.2m	#Funds4
Adviser ISO-MTS CAPITAL MANAGEMENT LP	Hedge Fund147.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV147.2m	AUM1.5b	#Funds3
Adviser HURRICANE CAPITAL ADVISORS LLC	Hedge Fund602.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV602.7m	AUM602.5m	#Funds31
Adviser NORWOOD INVESTMENT PARTNERS, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM164.1m	#Funds-
Adviser FRIESS ASSOCIATES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM181.9m	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker750940108	Stock NameRALLIANT CORP	$ Position$8,836,958	% Position4.00%	$ Change23.00%	# Change6.00%
Stck Ticker85423L103	Stock NameSTANDARDAERO INC	$ Position$8,384,713	% Position4.00%	$ Change29.00%	# Change23.00%
Stck Ticker893529107	Stock NameTRANSCAT INC	$ Position$6,586,977	% Position3.00%	$ Change185.00%	# Change268.00%
Stck Ticker758750103	Stock NameREGAL REXNORD CORPORATION	$ Position$6,010,748	% Position3.00%	$ Change15.00%	# Change17.00%
Stck Ticker81725T100	Stock NameSENSIENT TECHNOLOGIES CORP	$ Position$5,921,856	% Position3.00%	$ Change-5.00%	# Change-5.00%
Stck Ticker651718504	Stock NameNPK INTERNATIONAL INC	$ Position$6,858,148	% Position3.00%	$ Change-18.00%	# Change-23.00%
Stck Ticker693282105	Stock NamePDF SOLUTIONS INC	$ Position$6,277,228	% Position3.00%	$ Change18.00%	# Change7.00%
Stck Ticker70014A104	Stock NamePARK AEROSPACE CORP	$ Position$6,401,189	% Position3.00%	$ Change-31.00%	# Change-34.00%
Stck Ticker714046109	Stock NameREVVITY INC	$ Position$5,911,909	% Position3.00%	$ Change	# Change
Stck Ticker00847J105	Stock NameAGILYSYS INC	$ Position$7,159,278	% Position3.00%	$ Change19.00%	# Change6.00%

Brochure Summary

Overview

Firm History & Management Roubaix Capital, LLC, a Delaware limited liability company, was formed in May 2015 by Christopher Hillary, who is the sole member. The firm registered with the United States Securities and Exchange Commission (the “SEC”) as an investment adviser in July 2015. Roubaix provides investment advisory services to pooled investment vehicles such as limited partnerships, offshore exempted companies, a Luxembourg SICAV and separately managed accounts. We provide investment advisory services in our role as the general partner of the Roubaix Fund, L.P. (the “Roubaix Fund”) and in our role as investment manager of the Roubaix Offshore Fund Ltd. (the “Offshore Fund”). The Roubaix Fund and the Offshore Fund are collectively referred to as the “Roubaix Funds”. As well, we provide investment advisory services as subadvisor to a Luxembourg SICAV (the “SICAV” or “Sub-Advised Fund”) and as advisor to a separately managed account (“SMA”). The Roubaix Funds, the SICAV and the SMA are collectively referred to as the “Advisory Clients” (each, an “Advisory Client”). Advisory Services Our investment advice to the Roubaix Funds and SICAV is tailored to these Advisory Clients’ investment objectives and restrictions as disclosed in the Advisory Clients respective offering

documents and/or investment management agreement. We do not provide investment advice tailored to the particular needs of the investors in the Advisory Clients. The Advisor, its principal, and certain employees of the Advisor maintain investments in the Roubaix Funds. These investments are included in the regulatory assets under management ("RAUM”) number shown below. The SMA is managed in accordance with the investment management agreement and invests in securities that substantially comprise the long securities of the Roubaix Fund. As of December 31, 2023, we had approximately $199 million in RAUM. We exercise discretionary investment authority over all managed assets held by the Advisory Clients. We invest primarily in small and mid-cap publicly traded U.S. common stocks. This strategy discussion is qualified in its entirety by the limited partnership agreement and private offering memorandum of the Roubaix Fund and the governing documents of the Sub-Advised Fund, which provides, among other things, that the Advisor has the ability to deviate from its stated strategies from time to time. Still, our primary focus is small and mid-cap publicly traded U.S. common stock. The Offshore Fund executes its investment strategy through direct investment in the Roubaix Fund.

ROUBAIX CAPITAL, LLC

Adviser Profile

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